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Nuveen S&P 500 Dynamic Overwrite Fund

47 hedge funds and large institutions have $52.6M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0% more funds holding

Funds holding: 4747 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.76% less ownership

Funds ownership: 21.45%19.69% (-1.8%)

11% less capital invested

Capital invested by funds: $59.3M → $52.6M (-$6.72M)

29% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 17

Holders
47
Holders Change
Holders Change %
0%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
12
Reduced
17
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SBIA
26
Sheaff Brock Investment Advisors
Indiana
$284K -$4.7K -300 -2%
CAN
27
Cetera Advisor Networks
California
$277K +$8.9K +568 +3%
DI
28
DFPG Investments
Utah
$257K
WWM
29
Western Wealth Management
Colorado
$247K
HH
30
Hilltop Holdings
Texas
$242K -$5.68K -363 -2%
LI
31
LVZ Inc
Michigan
$230K
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$204K -$22.3K -1,423 -10%
SPC
33
Sigma Planning Corp
Michigan
$164K
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$114K
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$105K -$199K -12,731 -65%
EC
36
Elequin Capital
New York
$104K +$105K +6,690 New
BFEC
37
Benjamin F. Edwards & Company
Missouri
$51K +$16 +1 +0%
NA
38
NewEdge Advisors
Louisiana
$50.8K -$4.7K -300 -8%
TFP
39
Tilia Fiduciary Partners
North Carolina
$35.1K
NSIM
40
North Star Investment Management
Illinois
$31.2K
FIA
41
FNY Investment Advisers
New York
$31K +$31.3K +2,000 New
Kayne Anderson Rudnick Investment Management
42
Kayne Anderson Rudnick Investment Management
California
$26.3K
AF
43
Allworth Financial
California
$20.9K
BAM
44
Belpointe Asset Management
Nevada
$10.9K
ASN
45
Advisory Services Network
Georgia
$10.4K
GWM
46
Geneos Wealth Management
Colorado
$2.68K
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$471
AWS
48
Atria Wealth Solutions
New York
-$3.74M -231,755 Closed
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
-$17K -1,100 Closed
IA
50
IFP Advisors
Florida
-$9K -500 Closed

SPXX Hedge Fund Activity: Q1 2023 in Review

47 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q1 2023, worth a combined $52.6M — down 11% from $59.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPXX positions and 3 closed out — a net gain of 1 holder — while 12 added to existing stakes and 17 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.1M. The largest seller was Atria Wealth Solutions, exiting entirely with an estimated $3.74M sold.

  • 47 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q1 2023, unchanged from Q4 2022.
  • Funds reported $52.6M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q1 2023, down 11% quarter-over-quarter.
  • 4 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q1 2023 and 3 closed out, a net change of +1 holder.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q1 2023 was Wells Fargo, an estimated $1.1M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q1 2023 was Atria Wealth Solutions, an estimated $3.74M sold.

Based on aggregated 13F filings for Q1 2023.