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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

49 hedge funds and large institutions have $44.1M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2020 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

21% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 14

11% more capital invested

Capital invested by funds: $39.7M → $44.1M (+$4.4M)

0.03% more ownership

Funds ownership: 19.94% → 19.97% (+0.03%)

4% less funds holding

Funds holding: 51 → 49 (-2)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
49
Holders Change
-2
Holders Change %
-3.92%
% of All Funds
1%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
7
Increased
17
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$2.17M
2
WAM
Wolverine Asset Management
Illinois
+$1.4M
3
Invesco
Invesco
Georgia
+$820K
4
OFG
OTA Financial Group
New York
+$417K
5
LCM
Landscape Capital Management
New Jersey
+$387K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$3.6M
2
ICM
Ionic Capital Management
New York
-$672K
3
PAG
Private Advisor Group
New Jersey
-$559K
4
Stifel Financial
Stifel Financial
Missouri
-$449K
5
IWA
IBEX Wealth Advisors
New Jersey
-$255K
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$349K -$30K -2,370 -8%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$216K -$3.4K -269 -2%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$212K +$73.1K +5,785 +54%
KWM
29
Kingsview Wealth Management
Oregon
$206K +$203K +16,030 New
DADC
30
D.A. Davidson & Co
Montana
$188K +$26.7K +2,113 +17%
FCA
31
FinTrust Capital Advisors
South Carolina
$177K – – –
Truist Financial
32
Truist Financial
North Carolina
$161K +$506 +40 +0.3%
YCM
33
Yakira Capital Management
Connecticut
$130K – – –
Citigroup
34
Citigroup
New York
$129K -$10K -794 -7%
SPIA
35
Steward Partners Investment Advisory
New York
$83K – – –
EP
36
Eudaimonia Partners
Tennessee
$83K +$1.69K +134 +2%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$78K – – –
CAN
38
Cetera Advisor Networks
California
$74K +$73.2K +5,786 New
NSIM
39
North Star Investment Management
Illinois
$26K – – –
BFEC
40
Benjamin F. Edwards & Company
Missouri
$26K +$569 +45 +2%
AA
41
AlphaMark Advisors
Kentucky
$26K +$25.3K +2,000 New
PB
42
Pinnacle Bancorp
Nebraska
$23K – – –
SNT
43
Security National Trust
West Virginia
$22K – – –
Rockefeller Capital Management
44
Rockefeller Capital Management
New York
$14K – – –
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$13K +$12.6K +1,000 New
GWM
46
Geneos Wealth Management
Colorado
$11K – – –
FCB
47
First Command Bank
Texas
$7K – – –
FCFS
48
First Command Financial Services
Texas
$7K – – –
TC
49
Truvestments Capital
Florida
$1K +$1.62K +128 New
ICM
50
Ionic Capital Management
New York
– -$672K -58,063 Closed
1
2
3

SPXX Hedge Fund Activity: Q2 2020 in Review

49 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q2 2020, worth a combined $44.1M — up 11% from $39.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SPXX and 7 opened new positions — a net loss of 2 holders — while 14 trimmed existing stakes and 17 added.

The largest buyer was Shaker Financial Services, adding an estimated $2.17M. The largest seller was UBS Group, cutting an estimated $3.6M.

  • 49 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q2 2020, down from 51 in Q1 2020.
  • Funds reported $44.1M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q2 2020, up 11% quarter-over-quarter.
  • 7 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q2 2020 and 9 closed out, a net change of -2 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q2 2020 was Shaker Financial Services, an estimated $2.17M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q2 2020 was UBS Group, an estimated $3.6M sold.

Based on aggregated 13F filings for Q2 2020.