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Nuveen S&P 500 Dynamic Overwrite Fund

47 hedge funds and large institutions have $57.4M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 17 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

89% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 9

25% more capital invested

Capital invested by funds: $45.8M → $57.4M (+$11.7M)

9% more funds holding

Funds holding: 4347 (+4)

3.12% more ownership

Funds ownership: 17.92%21.04% (+3.1%)

Holders
47
Holders Change
+4
Holders Change %
+9.3%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
17
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$271K +$1.14K +72 +0.4%
FCA
27
FinTrust Capital Advisors
South Carolina
$227K
Ameriprise
28
Ameriprise
Minnesota
$218K -$13.3K -837 -6%
Truist Financial
29
Truist Financial
North Carolina
$208K +$200K +12,614 New
SS
30
Sunbelt Securities
Texas
$206K
SWP
31
Stratos Wealth Partners
Ohio
$167K
AG
32
Advisor Group
Arizona
$166K +$21.1K +1,329 +15%
Citigroup
33
Citigroup
New York
$162K +$50.1K +3,150 +47%
SPIA
34
Steward Partners Investment Advisory
New York
$106K
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$98K
EP
36
Eudaimonia Partners
Tennessee
$43K +$41.9K +2,638 New
NSIM
37
North Star Investment Management
Illinois
$33K -$15.9K -1,000 -33%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$33K +$1.38K +87 +5%
PB
39
Pinnacle Bancorp
Nebraska
$30K
SNT
40
Security National Trust
West Virginia
$28K
LWM
41
Liberty Wealth Management
California
$26K +$13.7K +861 +71%
GWM
42
Geneos Wealth Management
Colorado
$15K
ASN
43
Advisory Services Network
Georgia
$11K +$10.6K +667 New
NFG
44
Next Financial Group
Texas
$10K
FCB
45
First Command Bank
Texas
$8K
FCFS
46
First Command Financial Services
Texas
$8K
OFG
47
OTA Financial Group
New York
-$547K -35,556 Closed
NA
48
NewEdge Advisors
Louisiana
-$218K -14,140 Closed
VC
49
Vicus Capital
Pennsylvania
-$185K -12,042 Closed
FIA
50
FNY Investment Advisers
New York
-$19K -1,290 Closed

SPXX Hedge Fund Activity: Q4 2019 in Review

47 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2019, worth a combined $57.4M — up 25% from $45.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SPXX positions and 4 closed out — a net gain of 5 holders — while 17 added to existing stakes and 9 trimmed.

The largest buyer was Guggenheim Capital, opening a new position worth an estimated $731K. The largest seller was Invesco, cutting an estimated $667K.

  • 47 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2019, up from 43 in Q3 2019.
  • Funds reported $57.4M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2019, up 25% quarter-over-quarter.
  • 9 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2019 and 4 closed out, a net change of +5 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2019 was Guggenheim Capital, an estimated $731K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2019 was Invesco, an estimated $667K sold.

Based on aggregated 13F filings for Q4 2019.