We are live on ! Find out more
SPXX icon

Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

40 hedge funds and large institutions have $48.5M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

8% more funds holding

Funds holding: 37 → 40 (+3)

1.28% more ownership

Funds ownership: 16.77% → 18.05% (+1.3%)

4% more capital invested

Capital invested by funds: $46.4M → $48.5M (+$2.04M)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$2.32M
2
RJA
Raymond James & Associates
Florida
+$2.31M
3
Stifel Financial
Stifel Financial
Missouri
+$1.32M
4
NMC
Nine Masts Capital
Hong Kong
+$914K
5
Wells Fargo
Wells Fargo
California
+$779K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$1.09M
2
Invesco
Invesco
Georgia
-$1.02M
3
AAM
Advisors Asset Management
Colorado
-$678K
4
Morgan Stanley
Morgan Stanley
New York
-$614K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$348K
Name Holding Trade Value Shares
Change 		Change in
Stake
NSIM
26
North Star Investment Management
Illinois
$50K – – –
Citigroup
27
Citigroup
New York
$31K +$12.8K +709 +61%
AG
28
Advisor Group
Arizona
$30K – – –
SNT
29
Security National Trust
West Virginia
$28K – – –
GWM
30
Geneos Wealth Management
Colorado
$22K – – –
SWM
31
SeaCrest Wealth Management
New York
$20K – – –
SPIA
32
Steward Partners Investment Advisory
New York
$18K – – –
CF
33
Centaurus Financial
California
$13K +$13.7K +760 New
JCM
34
Jacobi Capital Management
Pennsylvania
$11K +$5.24K +290 +78%
FIA
35
FNY Investment Advisers
New York
$10K +$11.4K +630 New
FCB
36
First Command Bank
Texas
$9K – – –
FCFS
37
First Command Financial Services
Texas
$9K – – –
IA
38
IFP Advisors
Florida
$8K – – –
JA
39
JOYN Advisors
Georgia
$4K +$4.52K +250 New
NA
40
NewEdge Advisors
Louisiana
$233 -$72 -4 -0%
Millennium Management
41
Millennium Management
New York
– -$213K -12,443 Closed
PAG
42
Private Advisor Group
New Jersey
– -$199K -11,630 Closed
SWP
43
Stratos Wealth Partners
Ohio
– -$139K -8,117 Closed
1
2

SPXX Hedge Fund Activity: Q2 2018 in Review

40 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q2 2018, worth a combined $48.5M — up 4.4% from $46.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SPXX positions and 3 closed out — a net gain of 4 holders — while 10 added to existing stakes and 12 trimmed.

The largest buyer was Bank of America, adding an estimated $2.32M. The largest seller was UBS Group, cutting an estimated $1.09M.

  • 40 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q2 2018, up from 37 in Q1 2018.
  • Funds reported $48.5M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q2 2018, up 4.4% quarter-over-quarter.
  • 7 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q2 2018 and 3 closed out, a net change of +4 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q2 2018 was Bank of America, an estimated $2.32M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q2 2018 was UBS Group, an estimated $1.09M sold.

Based on aggregated 13F filings for Q2 2018.