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Nuveen S&P 500 Dynamic Overwrite Fund
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Overview Fund Activity

36 hedge funds and large institutions have $41.6M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
10
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$2.44M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$2.87M
3
Wells Fargo
3
Wells Fargo
California
$2.92M
4
Ameriprise
4
Ameriprise
Minnesota
$1.14M
5
UBS Group
5
UBS Group
Switzerland
$11.2M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$3.87M
2
GC
2
Guggenheim Capital
Illinois
$556K
3
SFS
3
Shaker Financial Services
Virginia
$0
4
AWMS
4
Advocacy Wealth Management Services
Georgia
$228K
5
RVPG
5
Relative Value Partners Group
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FCFS
26
First Command Financial Services
Texas
$95K +$95K +6,600 New
Citigroup
27
Citigroup
New York
$89K – – –
NSIM
28
North Star Investment Management
Illinois
$58K +$29K +2,000 +100%
SNT
29
Security National Trust
West Virginia
$24K – – –
AG
30
Advisor Group
Arizona
$17K – – –
GWM
31
Geneos Wealth Management
Colorado
$17K – – –
Creative Planning
32
Creative Planning
Kansas
$9K – – –
IA
33
IFP Advisors
Florida
$7K +$910 +65 +15%
NFG
34
Next Financial Group
Texas
$4K +$4K +262 New
SEI Investments
35
SEI Investments
Pennsylvania
$4K +$4K +300 New
SFS
36
Shaker Financial Services
Virginia
– -$1.43M -104,163 Closed
RVPG
37
Relative Value Partners Group
– -$878K -63,835 Closed
Bank of Nova Scotia
38
Bank of Nova Scotia
Ontario, Canada
– -$814K -59,147 Closed
PPA
39
Parametric Portfolio Associates
Washington
– -$661K -48,025 Closed
ACM
40
Aviance Capital Management
Florida
– -$224K -16,312 Closed
CWM
41
Concert Wealth Management
California
– -$185K -13,401 Closed
Northern Trust
42
Northern Trust
Illinois
– -$140K -10,150 Closed
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
– -$59K -4,222 Closed
TC
44
Trust Company
Kansas
– -$25K -1,800 Closed
MFS
45
MSI Financial Services
Massachusetts
– -$6K -405 Closed
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$1K -66 Closed
WAM
47
Wealthspire Advisors (Maryland)
Maryland
– -$2K – –
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