We are live on ! Find out more
SPXX icon

Nuveen S&P 500 Dynamic Overwrite Fund

36 hedge funds and large institutions have $41.6M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

4% less capital invested

Capital invested by funds: $43.3M → $41.6M (-$1.69M)

1.63% less ownership

Funds ownership: 19.48%17.86% (-1.6%)

10% less funds holding

Funds holding: 4036 (-4)

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
10
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FCFS
26
First Command Financial Services
Texas
$95K +$91.2K +6,600 New
Citigroup
27
Citigroup
New York
$89K
NSIM
28
North Star Investment Management
Illinois
$58K +$27.6K +2,000 +100%
SNT
29
Security National Trust
West Virginia
$24K
AG
30
Advisor Group
Arizona
$17K
GWM
31
Geneos Wealth Management
Colorado
$17K
Creative Planning
32
Creative Planning
Kansas
$9K
IA
33
IFP Advisors
Florida
$7K +$898 +65 +15%
NFG
34
Next Financial Group
Texas
$4K +$3.62K +262 New
SEI Investments
35
SEI Investments
Pennsylvania
$4K +$4.14K +300 New
SFS
36
Shaker Financial Services
Virginia
-$1.43M -104,163 Closed
RVPG
37
Relative Value Partners Group
-$878K -63,835 Closed
Bank of Nova Scotia
38
Bank of Nova Scotia
Ontario, Canada
-$814K -59,147 Closed
PPA
39
Parametric Portfolio Associates
Washington
-$661K -48,025 Closed
ACM
40
Aviance Capital Management
Florida
-$224K -16,312 Closed
CWM
41
Concert Wealth Management
California
-$185K -13,401 Closed
Northern Trust
42
Northern Trust
Illinois
-$140K -10,150 Closed
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
-$59K -4,222 Closed
TC
44
Trust Company
Kansas
-$25K -1,800 Closed
MFS
45
MSI Financial Services
Massachusetts
-$6K -405 Closed
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$1K -66 Closed
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
+$124 +9 New

SPXX Hedge Fund Activity: Q4 2016 in Review

36 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q4 2016, worth a combined $41.6M — down 3.9% from $43.3M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SPXX and 7 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 14 added.

The largest buyer was Northwestern Mutual Wealth Management, opening a new position worth an estimated $2.34M. The largest seller was Advisors Asset Management, cutting an estimated $2.71M.

  • 36 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q4 2016, down from 40 in Q3 2016.
  • Funds reported $41.6M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q4 2016, down 3.9% quarter-over-quarter.
  • 7 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q4 2016 and 11 closed out, a net change of -4 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q4 2016 was Northwestern Mutual Wealth Management, an estimated $2.34M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q4 2016 was Advisors Asset Management, an estimated $2.71M sold.

Based on aggregated 13F filings for Q4 2016.