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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

Overview Fund Activity

40 hedge funds and large institutions have $43.3M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 6 closing their positions.

Holders
40
Holders Change
-2
Holders Change %
-4.76%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$10.3M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$814K
3
DC
3
Davenport & Co
Virginia
$459K
4
AAM
4
Advisors Asset Management
Colorado
$6.4M
5
Ameriprise
5
Ameriprise
Minnesota
$447K

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$661K
2
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$0
3
Invesco
3
Invesco
Georgia
$6.27M
4
RVPG
4
Relative Value Partners Group
$878K
5
AWMS
5
Advocacy Wealth Management Services
Georgia
$1.46M
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
26
Concert Wealth Management
California
$185K -$54.9K -3,975 -23%
TJHA
27
Thomas J. Herzfeld Advisors
Florida
$158K -$74.5K -5,407 -32%
Northern Trust
28
Northern Trust
Illinois
$140K +$140K +10,150 New
US Bancorp
29
US Bancorp
Minnesota
$138K – – –
Citigroup
30
Citigroup
New York
$85K – – –
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$59K -$11.5K -825 -16%
NSIM
32
North Star Investment Management
Illinois
$28K – – –
TC
33
Trust Company
Kansas
$25K +$25K +1,800 New
SNT
34
Security National Trust
West Virginia
$23K – – –
AG
35
Advisor Group
Arizona
$17K -$14.2K -1,000 -45%
GWM
36
Geneos Wealth Management
Colorado
$16K – – –
Creative Planning
37
Creative Planning
Kansas
$8K – – –
MFS
38
MSI Financial Services
Massachusetts
$6K -$9.78K -660 -62%
IA
39
IFP Advisors
Florida
$6K +$6K +435 New
WAM
40
Wealthspire Advisors (Maryland)
Maryland
$2K -$6K – –
Manulife (Manufacturers Life Insurance)
41
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K +$1K +66 New
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
– -$1.44M -106,526 Closed
SGK
43
Steigerwald Gordon & Koch
Virginia
– -$135K -10,000 Closed
Deutsche Bank
44
Deutsche Bank
Germany
– -$135K -10,000 Closed
CPIG
45
Chicago Partners Investment Group
Illinois
– -$23K -1,725 Closed
FNBT
46
FineMark National Bank & Trust
Florida
– -$16K -1,200 Closed
TRCT
47
Tower Research Capital (TRC)
New York
– -$5K -380 Closed
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