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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

37 hedge funds and large institutions have $52M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2015 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

0.44% more ownership

Funds ownership: 23.09% → 23.53% (+0.44%)

0% less capital invested

Capital invested by funds: $52.1M → $52M (-$114K)

8% less funds holding

Funds holding: 40 → 37 (-3)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
37
Holders Change
-3
Holders Change %
-7.5%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
16
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PPA
Parametric Portfolio Associates
Washington
+$5.03M
2
Morgan Stanley
Morgan Stanley
New York
+$1.55M
3
1CP
1607 Capital Partners
Virginia
+$811K
4
LCM
Landscape Capital Management
New Jersey
+$325K
5
MIG
Mariner Investment Group
New York
+$313K

Top Sellers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
-$2.06M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.76M
3
Invesco
Invesco
Georgia
-$911K
4
AAM
Advisors Asset Management
Colorado
-$905K
5
DA
Doliver Advisors
Texas
-$568K
Name Holding Trade Value Shares
Change 		Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$102K – – –
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$100K +$39.8K +2,825 +63%
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$89K +$7.04K +500 +8%
WT
29
Whittier Trust
California
$68K – – –
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$65K -$66.1K -4,693 -49%
NSIM
31
North Star Investment Management
Illinois
$27K – – –
AIG
32
American International Group
New York
$24.3K +$16.9K +1,200 +209%
CPIG
33
Chicago Partners Investment Group
Illinois
$24K +$564 +40 +2%
SNT
34
Security National Trust
West Virginia
$23K – – –
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$18K +$4.47K +317 +32%
MFS
36
MSI Financial Services
Massachusetts
$15K – – –
Citigroup
37
Citigroup
New York
$2K -$42 -3 -2%
DA
38
Doliver Advisors
Texas
– -$568K -40,667 Closed
VKH
39
Virtu KCG Holdings
New York
– -$347K -24,869 Closed
CRC
40
Curi RMB Capital
Illinois
– -$176K -12,615 Closed
IT
41
Independence Trust
Tennessee
– -$162K -11,563 Closed
Creative Planning
42
Creative Planning
Kansas
– -$8K -600 Closed
1
2

SPXX Hedge Fund Activity: Q2 2015 in Review

37 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q2 2015, worth a combined $52M — down 0.22% from $52.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of SPXX and 3 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 16 added.

The largest buyer was Parametric Portfolio Associates, adding an estimated $5.03M. The largest seller was Guggenheim Capital, cutting an estimated $2.06M.

  • 37 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q2 2015, down from 40 in Q1 2015.
  • Funds reported $52M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q2 2015, down 0.22% quarter-over-quarter.
  • 3 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q2 2015 and 5 closed out, a net change of -2 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q2 2015 was Parametric Portfolio Associates, an estimated $5.03M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q2 2015 was Guggenheim Capital, an estimated $2.06M sold.

Based on aggregated 13F filings for Q2 2015.