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Ladenburg Thalmann Financial Services’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SPXX Stock Details SPXX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$334K Sell
20,279
-329
-2% -$5.23K ﹤0.01% 2126
2019
Q3 		$318K Sell
20,608
-2,755
-12% -$44.8K ﹤0.01% 2122
2019
Q2 		$369K Buy
23,363
+49
+0.2% +$767 ﹤0.01% 1984
2019
Q1 		$361K Buy
23,314
+2,950
+14% +$44.6K ﹤0.01% 1933
2018
Q4 		$286K Buy
20,364
+2,753
+16% +$42.7K ﹤0.01% 1950
2018
Q3 		$298K Buy
17,611
+5,187
+42% +$87.9K ﹤0.01% 2004
2018
Q2 		$213K Hold
12,424
– – ﹤0.01% 2192
2018
Q1 		$213K Sell
12,424
-30,475
-71% -$540K ﹤0.01% 2192
2017
Q4 		$742K Buy
42,899
+5,270
+14% +$86.2K 0.01% 1270
2017
Q3 		$588K Buy
37,629
+1,184
+3% +$18.2K 0.01% 1349
2017
Q2 		$560K Sell
36,445
-461
-1% -$7.1K 0.01% 1314
2017
Q1 		$547K Buy
36,906
+4,700
+15% +$69.8K 0.01% 1278
2016
Q4 		$463K Buy
32,206
+17,475
+119% +$241K 0.01% 1300
2016
Q3 		$203K Buy
14,731
+67
+0.5% +$929 ﹤0.01% 1744
2016
Q2 		$198K Buy
14,664
+3,039
+26% +$40.9K ﹤0.01% 1693
2016
Q1 		$155K Buy
11,625
+1,700
+17% +$21.5K ﹤0.01% 1780
2015
Q4 		$134K Buy
9,925
+492
+5% +$6.66K ﹤0.01% 1860
2015
Q3 		$120K Buy
9,433
+2,100
+29% +$28.6K ﹤0.01% 1851
2015
Q2 		$100K Buy
7,333
+2,825
+63% +$39.8K ﹤0.01% 2097
2015
Q1 		$63K Buy
4,508
+2,200
+95% +$31.3K ﹤0.01% 2400
2014
Q4 		$33K Buy
2,308
+1,300
+129% +$18.5K ﹤0.01% 2642
2014
Q3 		$14K Hold
1,008
– – ﹤0.01% 2906
2014
Q2 		$15K Hold
1,008
– – ﹤0.01% 2860
2014
Q1 		$14K Hold
1,008
– – ﹤0.01% 2773
2013
Q4 		$14K Buy
1,008
+20
+2% +$281 ﹤0.01% 2747
2013
Q3 		$13K Sell
988
-380
-28% -$5.3K ﹤0.01% 2714
2013
Q2 		$19K Buy
+1,368
New +$18.9K ﹤0.01% 2378

Other funds holding SPXX

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
HWM
Howard Wealth Management Madison, Connecticut $270M AUM 19.06% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
ACP
Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SPXX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) stake by 1.6% in Q4 2019, selling an estimated $5.23K and leaving 20,279 shares worth $334K. The position accounts for ﹤0.01% of the portfolio, ranked #2126.

Ladenburg Thalmann Financial Services first reported a position in SPXX in Q2 2013 and has held it in 27 quarters since. The position peaked at $742K in Q4 2017. 47 funds tracked by Wall St. Rank hold SPXX as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 20,279 shares of Nuveen S&P 500 Dynamic Overwrite Fund worth $334K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 329 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q4 2019, an estimated $5.23K.
  • Nuveen S&P 500 Dynamic Overwrite Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2126 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $742K in Q4 2017.
  • 47 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.