Curi RMB Capital’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Curi RMB Capital’s Portfolio SPXX Stock Details SPXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-12,195	Closed	-$164K	–	462
2015 Q4	$164K	Buy	+12,195	New	+$165K	0.01%	412
2015 Q2	–	Sell	-12,615	Closed	-$176K	–	525
2015 Q1	$176K	Buy	+12,615	New	+$179K	0.01%	477

Other funds holding SPXX

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWMS

Advocacy Wealth Management Services Atlanta, Georgia $2.26B AUM 13.25% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Curi RMB Capital's SPXX Position: Q1 2016 in Review

Curi RMB Capital sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q1 2016, closing a stake of 12,195 shares — an estimated $164K sold.

Curi RMB Capital first reported a position in SPXX in Q1 2015 and held it in 2 quarters. The position peaked at $176K in Q1 2015. 38 funds tracked by Wall St. Rank hold SPXX as of Q1 2016.

Curi RMB Capital reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q1 2016 after selling out during the quarter.
Curi RMB Capital sold 12,195 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q1 2016, an estimated $164K.
Curi RMB Capital first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q1 2015 and held it in 2 quarters.
Curi RMB Capital's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $176K in Q1 2015.
38 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q1 2016.

Based on Curi RMB Capital's 13F filing for Q1 2016, filed 9 May 2016.