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Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

40 hedge funds and large institutions have $52.1M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 1

44% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 9

25% more funds holding

Funds holding: 32 → 40 (+8)

5% more capital invested

Capital invested by funds: $49.6M → $52.1M (+$2.52M)

1.63% more ownership

Funds ownership: 21.46% → 23.09% (+1.6%)

Holders
40
Holders Change
+8
Holders Change %
+25%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PPA
Parametric Portfolio Associates
Washington
+$1.9M
2
Morgan Stanley
Morgan Stanley
New York
+$985K
3
SFS
Shaker Financial Services
Virginia
+$638K
4
DA
Doliver Advisors
Texas
+$579K
5
1CP
1607 Capital Partners
Virginia
+$509K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.32M
2
Invesco
Invesco
Georgia
-$921K
3
KIM
Karpus Investment Management
New York
-$460K
4
RVP
Relative Value Partners
Illinois
-$247K
5
MIG
Mariner Investment Group
New York
-$232K
Name Holding Trade Value Shares
Change 		Change in
Stake
Deutsche Bank
26
Deutsche Bank
Germany
$139K – – –
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$133K +$107K +7,495 +375%
DADC
28
D.A. Davidson & Co
Montana
$104K – – –
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$84K – – –
WT
30
Whittier Trust
California
$70K +$71.1K +5,000 New
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$63K +$31.3K +2,200 +95%
NSIM
32
North Star Investment Management
Illinois
$28K – – –
CPIG
33
Chicago Partners Investment Group
Illinois
$24K +$24K +1,685 New
SNT
34
Security National Trust
West Virginia
$23K – – –
MFS
35
MSI Financial Services
Massachusetts
$15K – – –
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$14K -$17.4K -1,222 -55%
AIG
37
American International Group
New York
$8.03K – – –
Creative Planning
38
Creative Planning
Kansas
$8K – – –
Citigroup
39
Citigroup
New York
$2K – – –
TRCT
40
Tower Research Capital (TRC)
New York
$1K +$1.37K +96 New
KIM
41
Karpus Investment Management
New York
– -$460K -32,149 Closed
1
2

SPXX Hedge Fund Activity: Q1 2015 in Review

40 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q1 2015, worth a combined $52.1M — up 5.1% from $49.6M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SPXX positions and 1 closed out — a net gain of 8 holders — while 13 added to existing stakes and 9 trimmed.

The largest buyer was Parametric Portfolio Associates, adding an estimated $1.9M. The largest seller was Susquehanna International Group, cutting an estimated $1.32M.

  • 40 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q1 2015, up from 32 in Q4 2014.
  • Funds reported $52.1M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q1 2015, up 5.1% quarter-over-quarter.
  • 9 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q1 2015 and 1 closed out, a net change of +8 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q1 2015 was Parametric Portfolio Associates, an estimated $1.9M added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q1 2015 was Susquehanna International Group, an estimated $1.32M sold.

Based on aggregated 13F filings for Q1 2015.