SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY was delisted on the 9th of June, 2023.
139 hedge funds and large institutions have $476M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 60 increasing their positions, 28 reducing their positions, and 24 closing their positions.
114% more repeat investments, than reductions
Existing positions increased: 60 | Existing positions reduced: 28
17% more funds holding in top 10
Funds holding in top 10: 6 → 7 (+1)
1% more funds holding
Funds holding: 137 → 139 (+2)
8% more first-time investments, than exits
New positions opened: 26 | Existing positions closed: 24
0% more capital invested
Capital invested by funds: $475M → $476M (+$1.45M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Envestnet Asset Management
Chicago,
Illinois
|
+$18.9M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
+$18.1M |
| 3 |
State Street
Boston,
Massachusetts
|
+$13.2M |
| 4 |
NFC
Northeast Financial Consultants
Westport,
Connecticut
|
+$11.7M |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$10.2M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$10.9M |
| 2 |
N
Natixis
Paris,
France
|
-$7.54M |
| 3 |
SMM
Stadion Money Management
Watkinsville,
Georgia
|
-$6.81M |
| 4 |
Goldman Sachs
New York
|
-$6.52M |
| 5 |
BOH
Bank of Hawaii
Honolulu,
Hawaii
|
-$6.44M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
MSAM
151
Moloney Securities Asset Management
Manchester,
Missouri
| – | -$209K | -2,764 | Closed |
|
152
Creative Planning
Overland Park,
Kansas
| – | -$207K | -2,738 | Closed |
|
|
SPIA
153
Steward Partners Investment Advisory
New York
| – | -$118K | -1,560 | Closed |
|
|
RCAG
154
Rehmann Capital Advisory Group
Lansing,
Michigan
| – | -$96.8K | -1,282 | Closed |
|
|
WSTAM
155
Wilbanks Smith & Thomas Asset Management
Norfolk,
Virginia
| – | -$39K | -520 | Closed |
|
156
US Bancorp
Minneapolis,
Minnesota
| – | -$38K | -500 | Closed |
|
|
PWAG
157
Polaris Wealth Advisory Group
San Rafael,
California
| – | -$31K | -413 | Closed |
|
|
TC
158
Trilogy Capital
Irvine,
California
| – | -$17K | -224 | Closed |
|
|
MWPCG
159
Measured Wealth Private Client Group
Portsmouth,
New Hampshire
| – | -$15K | -193 | Closed |
|
160
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$14K | -192 | Closed |
|
|
BCI
161
Brinker Capital Investments
Berwyn,
Pennsylvania
| – | -$2K | -21 | Closed |
|
SLY Hedge Fund Activity: Q4 2018 in Review
139 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2018, worth a combined $476M — up 0.3% from $475M a quarter earlier.
Buyers outnumbered sellers: 26 funds opened new SLY positions and 24 closed out — a net gain of 2 holders — while 60 added to existing stakes and 28 trimmed.
The largest buyer was Envestnet Asset Management, adding an estimated $18.9M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $10.9M sold.
- 139 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2018, up from 137 in Q3 2018.
- Funds reported $476M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2018, up 0.3% quarter-over-quarter.
- 26 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2018 and 24 closed out, a net change of +2 holders.
- The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2018 was Envestnet Asset Management, an estimated $18.9M added.
- The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $10.9M sold.
Based on aggregated 13F filings for Q4 2018.