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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

220 hedge funds and large institutions have $846M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2021 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 78 increasing their positions, 60 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 19

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

30% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 60

29% more capital invested

Capital invested by funds: $655M → $846M (+$191M)

7% more funds holding

Funds holding: 206220 (+14)

Holders
220
Holders Change
+14
Holders Change %
+6.8%
% of All Funds
3.86%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.12%
New
34
Increased
78
Reduced
60
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BA
101
Ballast Advisors
Minnesota
$626K -$906 -10 -0.1%
HAC
102
Harbor Advisory Corp
New Hampshire
$600K +$81.6K +901 +16%
WF
103
Welch & Forbes
Massachusetts
$587K +$15K +165 +3%
Financial Engines Advisors
104
Financial Engines Advisors
California
$576K -$64.6K -713 -10%
MAFM
105
Mid Atlantic Financial Management
Pennsylvania
$575K +$121K +1,338 +28%
CAN
106
Cetera Advisor Networks
California
$563K +$249K +2,743 +84%
CCFCSB
107
Cape Cod Five Cents Savings Bank
Massachusetts
$558K
TFS
108
TrustCore Financial Services
Tennessee
$556K -$12.1K -133 -2%
Cerity Partners
109
Cerity Partners
New York
$554K +$76K +839 +17%
SFS
110
Sowell Financial Services
Arkansas
$544K +$230K +2,539 +83%
JFS
111
JD Financial Services
Pennsylvania
$539K -$7.6M -83,873 -94%
LA
112
LexAurum Advisors
Kansas
$510K +$6.43K +71 +1%
MIG
113
McGuire Investment Group
Rhode Island
$480K -$181K -2,000 -28%
CFGS
114
Concourse Financial Group Securities
Alabama
$478K -$76.9K -849 -14%
LA
115
Lynch & Associates
Indiana
$470K
Northern Trust
116
Northern Trust
Illinois
$462K
GG
117
Gofen & Glossberg
Illinois
$456K
EWA
118
Exencial Wealth Advisors
Oklahoma
$450K
HFA
119
High Falls Advisors
New York
$432K
JP Morgan Chase
120
JP Morgan Chase
New York
$427K -$100K -1,108 -20%
NWS
121
Newport Wealth Strategies
California
$426K
SWAG
122
Spectrum Wealth Advisory Group
California
$423K -$3.17K -35 -0.8%
BRWA
123
B. Riley Wealth Advisors
Florida
$412K +$24.4K +269 +7%
SL
124
Salomon & Ludwin
Virginia
$408K
V
125
Veritable
Delaware
$405K +$45.3K +500 +13%

SLY Hedge Fund Activity: Q1 2021 in Review

220 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2021, worth a combined $846M — up 29% from $655M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new SLY positions and 19 closed out — a net gain of 15 holders — while 78 added to existing stakes and 60 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.5M. The largest seller was Bank of America, cutting an estimated $15.2M.

  • 220 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2021, up from 206 in Q4 2020.
  • Funds reported $846M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2021, up 29% quarter-over-quarter.
  • 34 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2021 and 19 closed out, a net change of +15 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2021 was LPL Financial, an estimated $15.5M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2021 was Bank of America, an estimated $15.2M sold.

Based on aggregated 13F filings for Q1 2021.