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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

174 hedge funds and large institutions have $463M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2020 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 41 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 16

3% more funds holding

Funds holding: 169174 (+5)

2% more capital invested

Capital invested by funds: $455M → $463M (+$8.33M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

43% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 72

Holders
174
Holders Change
+5
Holders Change %
+2.96%
% of All Funds
3.51%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
21
Increased
41
Reduced
72
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
51
Stifel Financial
Missouri
$1.25M -$664K -10,718 -34%
NP
52
NorthRock Partners
Minnesota
$1.22M +$83.6K +1,349 +7%
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$1.17M -$19.3K -312 -2%
FAIM
54
Financial Advocates Investment Management
Washington
$1.16M -$4.52K -73 -0.4%
LPT
55
Legacy Private Trust
Wisconsin
$1.07M -$60.7K -980 -5%
SIC
56
Shoker Investment Counsel
Ohio
$1.07M -$1.98K -32 -0.2%
UCFA
57
United Capital Financial Advisors
Texas
$1.05M -$51.2K -826 -5%
CA
58
Cetera Advisors
Colorado
$959K -$25.7K -415 -3%
IAP
59
Indie Asset Partners
Indiana
$945K -$85.4K -1,378 -8%
WPP
60
Whalerock Point Partners
Rhode Island
$835K -$798K -12,880 -94%
SCM
61
Southport Capital Management
Tennessee
$807K -$153K -2,464 -16%
CWP
62
CFM Wealth Partners
Texas
$805K -$69.1K -1,116 -8%
HIM
63
Hanlon Investment Management
New Jersey
$787K +$802K +12,940 New
AWM
64
AE Wealth Management
Kansas
$780K -$79.2K -1,278 -9%
BFA
65
Beaumont Financial Advisors
Massachusetts
$760K +$364K +5,884 +89%
TRCT
66
Tower Research Capital (TRC)
New York
$758K -$1.29M -20,860 -63%
Citadel Advisors
67
Citadel Advisors
Florida
$665K +$221K +3,566 +48%
SHGA
68
Sand Hill Global Advisors
California
$635K -$135K -2,182 -17%
IA
69
IFG Advisors
Missouri
$618K +$109K +1,752 +21%
WIC
70
Whitegate Investment Counselors
New Hampshire
$592K -$256K -4,132 -30%
Susquehanna International Group
71
Susquehanna International Group
Pennsylvania
$574K -$1.8M -29,085 -76%
SS
72
Simplicity Solutions
Minnesota
$553K -$40.6K -655 -7%
SF
73
Synovus Financial
Georgia
$552K +$561K +9,064 New
VFA
74
Valeo Financial Advisors
Indiana
$549K -$42.1K -680 -7%
SWP
75
Stratos Wealth Partners
Ohio
$547K -$32.6K -527 -6%

SLY Hedge Fund Activity: Q3 2020 in Review

174 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2020, worth a combined $463M — up 1.8% from $455M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SLY positions and 16 closed out — a net gain of 5 holders — while 41 added to existing stakes and 72 trimmed.

The largest buyer was Private Advisor Group, adding an estimated $9.3M. The largest seller was PNC Financial Services Group, cutting an estimated $10.5M.

  • 174 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2020, up from 169 in Q2 2020.
  • Funds reported $463M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2020, up 1.8% quarter-over-quarter.
  • 21 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2020 and 16 closed out, a net change of +5 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2020 was Private Advisor Group, an estimated $9.3M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2020 was PNC Financial Services Group, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2020.