SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY was delisted on the 9th of June, 2023.
57 hedge funds and large institutions have $89M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 7 closing their positions.
57% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 7
24% more repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 17
6% more funds holding
Funds holding: 54 → 57 (+3)
19% less capital invested
Capital invested by funds: $110M → $89M (-$21.3M)
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Baird Financial Group
Milwaukee,
Wisconsin
|
+$1.08M |
| 2 |
AIG
American International Group
New York
|
+$1.04M |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
+$915K |
| 4 |
WPP
Whalerock Point Partners
Providence,
Rhode Island
|
+$595K |
| 5 |
Wells Fargo
San Francisco,
California
|
+$571K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
State Street
Boston,
Massachusetts
|
-$13.4M |
| 2 |
LPT
Legacy Private Trust
Neenah,
Wisconsin
|
-$2.79M |
| 3 |
LPL Financial
San Diego,
California
|
-$678K |
| 4 |
CS
Comerica Securities
Detroit,
Michigan
|
-$617K |
| 5 |
Morgan Stanley
New York
|
-$509K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ACM
51
Argentus Capital Management
Dallas,
Texas
| $68K | +$73K | +1,402 | New |
|
|
WTC
52
WhitTier Trust Company
Reno,
Nevada
| $53K | -$3.33K | -64 | -6% |
|
|
AF
53
Arrow Financial
Glens Falls,
New York
| $39K | – | – | – |
|
|
CDIA
54
Capital Directions Investment Advisors
Atlanta,
Georgia
| $31K | +$32.8K | +630 | New |
|
|
CAL
55
Capital Advisors Ltd
Shaker Heights,
Ohio
| $20K | – | – | – |
|
56
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $37 | – | – | – |
|
|
CS
57
Comerica Securities
Detroit,
Michigan
| – | -$617K | -11,392 | Closed |
|
58
Betterment LLC
New York
| – | -$367K | -6,766 | Closed |
|
|
CA
59
Corrado Advisors
Ramsey,
New Jersey
| – | -$216K | -3,990 | Closed |
|
60
AssetMark Inc
Concord,
California
| – | -$9K | -174 | Closed |
|
|
RIA
61
Regal Investment Advisors
Kentwood,
Michigan
| – | -$7K | -140 | Closed |
|
|
AWS
62
Aris Wealth Services
State College,
Pennsylvania
| – | -$4K | -82 | Closed |
|
|
W
63
Wealthfront
Palo Alto,
California
| – | -$4K | -70 | Closed |
|
SLY Hedge Fund Activity: Q3 2015 in Review
57 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2015, worth a combined $89M — down 19% from $110M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new SLY positions and 7 closed out — a net gain of 4 holders — while 21 added to existing stakes and 17 trimmed.
The largest buyer was Baird Financial Group, opening a new position worth an estimated $1.08M. The largest seller was State Street, cutting an estimated $13.4M.
- 57 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2015, up from 54 in Q2 2015.
- Funds reported $89M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2015, down 19% quarter-over-quarter.
- 11 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2015 and 7 closed out, a net change of +4 holders.
- The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2015 was Baird Financial Group, an estimated $1.08M added.
- The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2015 was State Street, an estimated $13.4M sold.
Based on aggregated 13F filings for Q3 2015.