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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

220 hedge funds and large institutions have $846M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2021 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 78 increasing their positions, 60 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 19

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

30% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 60

29% more capital invested

Capital invested by funds: $655M → $846M (+$191M)

7% more funds holding

Funds holding: 206220 (+14)

Holders
220
Holders Change
+14
Holders Change %
+6.8%
% of All Funds
3.86%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.12%
New
34
Increased
78
Reduced
60
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIC
26
Carnegie Investment Counsel
Ohio
$7.94M +$382K +4,217 +5%
DC
27
Davenport & Co
Virginia
$7.61M +$585K +6,452 +9%
ACA
28
Affinity Capital Advisors
California
$7.45M -$1.49M -16,414 -17%
AMG
29
Asset Management Group
Connecticut
$6.34M -$34.2K -377 -0.6%
Bank of New York Mellon
30
Bank of New York Mellon
New York
$6.23M -$91 -1 -0%
Goldman Sachs
31
Goldman Sachs
New York
$5.51M +$4.23M +46,715 +391%
RWA
32
Redhawk Wealth Advisors
Minnesota
$5.33M +$5.14M +56,741 New
FAIM
33
Financial Advocates Investment Management
Washington
$5.19M +$315K +3,480 +7%
HFA
34
Hoover Financial Advisors
Pennsylvania
$5.16M +$216K +2,389 +5%
Truist Financial
35
Truist Financial
North Carolina
$5.16M +$282K +3,111 +6%
NFC
36
Northeast Financial Consultants
Connecticut
$4.97M -$14.5K -160 -0.3%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$4.78M +$789K +8,710 +21%
FCI
38
Financial Counselors Inc
Kansas
$4.57M -$244K -2,695 -5%
AIP
39
ARS Investment Partners
New York
$4.45M +$138K +1,527 +3%
DADC
40
D.A. Davidson & Co
Montana
$4.18M +$4.03M +44,498 New
RJA
41
Raymond James & Associates
Florida
$4.13M -$532K -5,871 -12%
Baird Financial Group
42
Baird Financial Group
Wisconsin
$3.96M -$1.14M -12,574 -23%
JMPWA
43
JP Morgan Private Wealth Advisors
California
$3.93M -$33.8K -373 -0.9%
MC
44
Mathes Company
New York
$3.76M
MFG
45
Merit Financial Group
Georgia
$3.53M +$3.12M +34,414 +1,098%
MML Investors Services
46
MML Investors Services
Massachusetts
$3.19M +$353K +3,896 +13%
CA
47
Cetera Advisors
Colorado
$3.03M +$1.34M +14,816 +85%
BWM
48
BCGM Wealth Management
Indiana
$3.01M -$197K -2,176 -6%
BlackRock
49
BlackRock
New York
$2.98M -$863K -9,523 -23%
BAM
50
Berkshire Asset Management
Pennsylvania
$2.9M +$287K +3,168 +11%

SLY Hedge Fund Activity: Q1 2021 in Review

220 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2021, worth a combined $846M — up 29% from $655M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new SLY positions and 19 closed out — a net gain of 15 holders — while 78 added to existing stakes and 60 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.5M. The largest seller was Bank of America, cutting an estimated $15.2M.

  • 220 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2021, up from 206 in Q4 2020.
  • Funds reported $846M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2021, up 29% quarter-over-quarter.
  • 34 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2021 and 19 closed out, a net change of +15 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2021 was LPL Financial, an estimated $15.5M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2021 was Bank of America, an estimated $15.2M sold.

Based on aggregated 13F filings for Q1 2021.