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ALPS Sector Dividend Dogs ETF

63 hedge funds and large institutions have $410M invested in ALPS Sector Dividend Dogs ETF in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 24 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 23

4.96% less ownership

Funds ownership: 39.17%34.22% (-5%)

6% less funds holding

Funds holding: 6763 (-4)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

31% less capital invested

Capital invested by funds: $591M → $410M (-$182M)

Holders
63
Holders Change
-4
Holders Change %
-5.97%
% of All Funds
1.7%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
8
Increased
24
Reduced
23
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MAA
26
Managed Account Advisors
New Jersey
$1M +$575K +15,065 +122%
CAS
27
Cue Advisory Services
Arizona
$961K -$82.1K -2,150 -8%
AA
28
Ancora Advisors
Ohio
$902K +$940K +24,609 New
CS
29
Credit Suisse
Switzerland
$882K +$15.8K +413 +2%
SWM
30
SVA Wealth Management
Wisconsin
$861K +$110K +2,887 +14%
BAAM
31
Baker Avenue Asset Management
California
$807K -$25.4K -666 -3%
CA
32
Cetera Advisors
Colorado
$780K -$218K -5,714 -21%
DG
33
Davidson & Garrard
Virginia
$767K +$30K +785 +4%
MMA
34
Miracle Mile Advisors
California
$752K -$939K -24,600 -55%
VC
35
Vicus Capital
Pennsylvania
$624K -$9.81K -257 -1%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$545K +$171K +4,483 +43%
HB
37
Homrich & Berg
Georgia
$505K +$526K +13,785 New
MFS
38
MSI Financial Services
Massachusetts
$497K +$134K +3,520 +35%
FAAS
39
First Allied Advisory Services
California
$442K +$64.9K +1,699 +16%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$403K -$57.2K -1,497 -12%
OMC
41
Overbrook Management Corp
New York
$351K -$11.5K -300 -3%
HI
42
Hudock Inc
Pennsylvania
$345K -$725 -19 -0.2%
SI
43
SII Investments
Wisconsin
$317K +$38.2K +1,000 +13%
WA
44
WESPAC Advisors
California
$290K +$3.82K +100 +1%
NFG
45
Next Financial Group
Texas
$260K +$11.9K +311 +5%
BFIM
46
Beese Fulmer Investment Management
Ohio
$241K -$42K -1,100 -14%
SPC
47
Sigma Planning Corp
Michigan
$235K +$30.2K +791 +14%
CB
48
Community Bank
New York
$91K -$24.8K -650 -21%
WP
49
WealthPLAN Partners
Nebraska
$43K -$71.3K -1,867 -61%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$40K +$24.8K +650 +144%

SDOG Hedge Fund Activity: Q2 2015 in Review

63 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q2 2015, worth a combined $410M — down 31% from $591M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SDOG and 8 opened new positions — a net loss of 2 holders — while 23 trimmed existing stakes and 24 added.

The largest buyer was Jane Street, opening a new position worth an estimated $2.84M. The largest seller was BBVA USA Bancshares, exiting entirely with an estimated $17.4M sold.

  • 63 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q2 2015, down from 67 in Q1 2015.
  • Funds reported $410M of ALPS Sector Dividend Dogs ETF stock for Q2 2015, down 31% quarter-over-quarter.
  • 8 funds opened new ALPS Sector Dividend Dogs ETF positions in Q2 2015 and 10 closed out, a net change of -2 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q2 2015 was Jane Street, an estimated $2.84M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q2 2015 was BBVA USA Bancshares, an estimated $17.4M sold.

Based on aggregated 13F filings for Q2 2015.