SII Investments’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

SII Investments’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-9,426	Closed	-$335K	–	590
2015 Q4	$335K	Sell	9,426 -1,676	-15%	-$60.2K	0.04%	330
2015 Q3	$375K	Buy	11,102 +2,426	+28%	+$86.4K	0.04%	352
2015 Q2	$317K	Buy	8,676 +1,000	+13%	+$38.2K	0.04%	374
2015 Q1	$283K	Buy	7,676 +63	+0.8%	+$2.38K	0.03%	409
2014 Q4	$291K	Buy	7,613 +730	+11%	+$27.6K	0.04%	373
2014 Q3	$253K	Buy	6,883 +799	+13%	+$30K	0.03%	401
2014 Q2	$226K	Buy	+6,084	New	+$220K	0.03%	408
2014 Q1	–	Sell	-5,884	Closed	-$201K	–	438
2013 Q4	$201K	Buy	+5,884	New	+$197K	0.04%	397

Other funds holding SDOG

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

HCM

Hengehold Capital Management Cincinnati, Ohio $1.29B AUM 17.41% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

BWM

BerganKDV Wealth Management Bloomington, Minnesota $1,000M AUM 9.95% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SII Investments's SDOG Position: Q1 2016 in Review

SII Investments sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q1 2016, closing a stake of 9,426 shares — an estimated $335K sold.

SII Investments first reported a position in SDOG in Q4 2013 and held it in 8 quarters. The position peaked at $375K in Q3 2015. 73 funds tracked by Wall St. Rank hold SDOG as of Q1 2016.

SII Investments reported no remaining ALPS Sector Dividend Dogs ETF position as of Q1 2016 after selling out during the quarter.
SII Investments sold 9,426 ALPS Sector Dividend Dogs ETF shares in Q1 2016, an estimated $335K.
SII Investments first reported a position in ALPS Sector Dividend Dogs ETF in Q4 2013 and held it in 8 quarters.
SII Investments's ALPS Sector Dividend Dogs ETF position peaked at $375K in Q3 2015.
73 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q1 2016.

Based on SII Investments's 13F filing for Q1 2016, filed 27 Apr 2016.