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ALPS Sector Dividend Dogs ETF

58 hedge funds and large institutions have $557M invested in ALPS Sector Dividend Dogs ETF in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

213% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 8

129% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 7

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

24% more capital invested

Capital invested by funds: $449M → $557M (+$108M)

14% more funds holding

Funds holding: 5158 (+7)

0.35% less ownership

Funds ownership: 38.05%37.7% (-0.35%)

Holders
58
Holders Change
+7
Holders Change %
+13.73%
% of All Funds
1.55%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.13%
New
16
Increased
25
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
B
26
Baird
Wisconsin
$1.03M +$44.2K +1,168 +5%
AA
27
Ancora Advisors
Ohio
$842K +$611K +16,146 +270%
UR
28
USCA RIA
Texas
$803K +$798K +21,100 New
DG
29
Davidson & Garrard
Virginia
$766K +$3.78K +100 +0.5%
CA
30
Cetera Advisors
Colorado
$621K +$220K +5,815 +56%
SWM
31
SVA Wealth Management
Wisconsin
$604K +$226K +5,971 +60%
CS
32
Credit Suisse
Switzerland
$574K +$570K +15,080 New
BAAM
33
Baker Avenue Asset Management
California
$445K +$442K +11,690 New
BFIM
34
Beese Fulmer Investment Management
Ohio
$398K -$231K -6,100 -37%
OMC
35
Overbrook Management Corp
New York
$373K +$371K +9,800 New
AIG
36
American International Group
New York
$341K +$14.5K +382 +4%
HI
37
Hudock Inc
Pennsylvania
$300K +$293K +7,757 +6,256%
WA
38
WESPAC Advisors
California
$297K
PHS
39
Pekin Hardy Strauss
Illinois
$297K +$295K +7,800 New
SI
40
SII Investments
Wisconsin
$291K +$27.6K +730 +11%
Deutsche Bank
41
Deutsche Bank
Germany
$255K +$6.81K +180 +3%
MIAN
42
Mariner Independent Advisor Network
Kansas
$235K +$20.5K +541 +10%
NFG
43
Next Financial Group
Texas
$224K -$4.73K -125 -2%
MFS
44
MSI Financial Services
Massachusetts
$218K +$40.9K +1,080 +23%
CB
45
Community Bank
New York
$119K +$118K +3,125 New
FNBT
46
FineMark National Bank & Trust
Florida
$79K
CFA
47
Camarda Financial Advisors
Florida
$68K +$67.5K +1,784 New
Creative Planning
48
Creative Planning
Kansas
$67K
DADC
49
D.A. Davidson & Co
Montana
$36K
NPC
50
National Planning Corporation
California
$30.7K +$31.1K +823 New

SDOG Hedge Fund Activity: Q4 2014 in Review

58 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q4 2014, worth a combined $557M — up 24% from $449M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SDOG positions and 7 closed out — a net gain of 9 holders — while 25 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $17.2M. The largest seller was BBVA USA Bancshares, cutting an estimated $2.97M.

  • 58 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q4 2014, up from 51 in Q3 2014.
  • Funds reported $557M of ALPS Sector Dividend Dogs ETF stock for Q4 2014, up 24% quarter-over-quarter.
  • 16 funds opened new ALPS Sector Dividend Dogs ETF positions in Q4 2014 and 7 closed out, a net change of +9 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q4 2014 was Morgan Stanley, an estimated $17.2M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q4 2014 was BBVA USA Bancshares, an estimated $2.97M sold.

Based on aggregated 13F filings for Q4 2014.