National Planning Corporation’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

National Planning Corporation’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,895	Closed	-$216K	–	511
2017 Q3	$216K	Buy	4,895 +14	+0.3%	+$602	0.02%	610
2017 Q2	$210K	Sell	4,881 -21,417	-81%	-$912K	0.02%	662
2017 Q1	$1.13M	Sell	26,298 -2,062	-7%	-$88.9K	0.09%	220
2016 Q4	$1.2M	Buy	28,360 +2,075	+8%	+$86.1K	0.09%	206
2016 Q3	$1.05M	Buy	26,285 +1,825	+7%	+$75.6K	0.08%	229
2016 Q2	$1.01M	Buy	+24,460	New	+$963K	0.08%	238
2015 Q1	–	Sell	-823	Closed	-$30.7K	–	1801
2014 Q4	$30.7K	Buy	+823	New	+$31.1K	﹤0.01%	1513

Other funds holding SDOG

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

BWM

BerganKDV Wealth Management Bloomington, Minnesota $1,000M AUM 9.95% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

National Planning Corporation's SDOG Position: Q4 2017 in Review

National Planning Corporation sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q4 2017, closing a stake of 4,895 shares — an estimated $216K sold.

National Planning Corporation first reported a position in SDOG in Q4 2014 and held it in 7 quarters. The position peaked at $1.2M in Q4 2016. 129 funds tracked by Wall St. Rank hold SDOG as of Q4 2017.

National Planning Corporation reported no remaining ALPS Sector Dividend Dogs ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 4,895 ALPS Sector Dividend Dogs ETF shares in Q4 2017, an estimated $216K.
National Planning Corporation first reported a position in ALPS Sector Dividend Dogs ETF in Q4 2014 and held it in 7 quarters.
National Planning Corporation's ALPS Sector Dividend Dogs ETF position peaked at $1.2M in Q4 2016.
129 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.