USCA RIA’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

USCA RIA’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-6,770	Closed	-$296K	–	468
2018 Q1	$296K	Hold	6,770	–	–	0.03%	370
2017 Q4	$310K	Buy	6,770 +665	+11%	+$29.9K	0.03%	359
2017 Q3	$261K	Hold	6,105	–	–	0.03%	362
2017 Q2	$261K	Buy	+6,105	New	+$260K	0.03%	366
2015 Q2	–	Sell	-28,432	Closed	-$1.05M	–	356
2015 Q1	$1.05M	Buy	28,432 +7,332	+35%	+$277K	0.28%	106
2014 Q4	$803K	Buy	+21,100	New	+$798K	0.22%	118

Other funds holding SDOG

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

BWM

BerganKDV Wealth Management Bloomington, Minnesota $1,000M AUM 9.95% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

USCA RIA's SDOG Position: Q2 2018 in Review

USCA RIA sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q2 2018, closing a stake of 6,770 shares — an estimated $296K sold.

USCA RIA first reported a position in SDOG in Q4 2014 and held it in 6 quarters. The position peaked at $1.05M in Q1 2015. 142 funds tracked by Wall St. Rank hold SDOG as of Q2 2018.

USCA RIA reported no remaining ALPS Sector Dividend Dogs ETF position as of Q2 2018 after selling out during the quarter.
USCA RIA sold 6,770 ALPS Sector Dividend Dogs ETF shares in Q2 2018, an estimated $296K.
USCA RIA first reported a position in ALPS Sector Dividend Dogs ETF in Q4 2014 and held it in 6 quarters.
USCA RIA's ALPS Sector Dividend Dogs ETF position peaked at $1.05M in Q1 2015.
142 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q2 2018.

Based on USCA RIA's 13F filing for Q2 2018, filed 8 Aug 2018.