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ALPS Sector Dividend Dogs ETF

51 hedge funds and large institutions have $449M invested in ALPS Sector Dividend Dogs ETF in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

127% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 11

26% more capital invested

Capital invested by funds: $356M → $449M (+$93.3M)

13% more funds holding

Funds holding: 4551 (+6)

1.92% more ownership

Funds ownership: 36.13%38.05% (+1.9%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
51
Holders Change
+6
Holders Change %
+13.33%
% of All Funds
1.48%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
8
Increased
25
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
26
SVA Wealth Management
Wisconsin
$369K +$89.9K +2,395 +32%
CCA
27
Catalyst Capital Advisors
New York
$335K +$338K +9,000 New
AIG
28
American International Group
New York
$319K +$7.54K +201 +2%
WA
29
WESPAC Advisors
California
$291K +$293K +7,800 New
SI
30
SII Investments
Wisconsin
$253K +$30K +799 +13%
Deutsche Bank
31
Deutsche Bank
Germany
$243K
NFG
32
Next Financial Group
Texas
$224K -$6.57K -175 -3%
AA
33
Ancora Advisors
Ohio
$223K +$225K +5,987 New
MIAN
34
Mariner Independent Advisor Network
Kansas
$210K +$32.2K +857 +18%
MFS
35
MSI Financial Services
Massachusetts
$174K -$5.25K -140 -3%
PAG
36
Private Advisor Group
New Jersey
$90K +$90.5K +2,410 New
CFS
37
Community Financial System
New York
$81K
FNBT
38
FineMark National Bank & Trust
Florida
$77K
Creative Planning
39
Creative Planning
Kansas
$65K -$55.4K -1,477 -46%
PTC
40
Private Trust Company
Ohio
$41K -$40.3K -1,073 -49%
DADC
41
D.A. Davidson & Co
Montana
$35K
FMII
42
Farmers & Merchants Investments Inc
Nebraska
$19K -$11.6K -309 -38%
NES
43
New England Securities
New York
$19K
SFSIG
44
San Francisco Sentry Investment Group
California
$18K +$10.3K +275 +138%
M
45
MOTCO
Texas
$13K
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$12K +$11.9K +317 New
FANJ
47
Financial Architects (New Jersey)
New Jersey
$10K +$2.85K +76 +38%
HI
48
Hudock Inc
Pennsylvania
$5K +$38 +1 +0.8%
W
49
Wealthfront
California
$3K +$3.49K +93 New
DBT
50
Dubuque Bank & Trust
Iowa
-$90.6K -2,415 -100%

SDOG Hedge Fund Activity: Q3 2014 in Review

51 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2014, worth a combined $449M — up 26% from $356M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SDOG positions and 2 closed out — a net gain of 6 holders — while 25 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $26.3M. The largest seller was Stifel Financial, cutting an estimated $1.27M.

  • 51 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2014, up from 45 in Q2 2014.
  • Funds reported $449M of ALPS Sector Dividend Dogs ETF stock for Q3 2014, up 26% quarter-over-quarter.
  • 8 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2014 and 2 closed out, a net change of +6 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2014 was Morgan Stanley, an estimated $26.3M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2014 was Stifel Financial, an estimated $1.27M sold.

Based on aggregated 13F filings for Q3 2014.