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ALPS Sector Dividend Dogs ETF
SDOG

Overview Fund Activity

51 hedge funds and large institutions have $449M invested in ALPS Sector Dividend Dogs ETF in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
51
Holders Change
+6
Holders Change %
+13.33%
% of All Funds
1.48%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
8
Increased
25
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
1
BB&T Securities
Virginia
$146M
2
Morgan Stanley
2
Morgan Stanley
New York
$74.7M
3
Bank of America
3
Bank of America
North Carolina
$64.3M
4
U
4
UBS
Switzerland
$29.3M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$8.96M

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$1.25M
2
MAS
2
Madden Advisory Services
Florida
$11.5M
3
CA
3
Cetera Advisors
Colorado
$387K
4
RJA
4
Raymond James & Associates
Florida
$4.03M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWM
26
SVA Wealth Management
Wisconsin
$369K +$89.3K +2,395 +32%
CCA
27
Catalyst Capital Advisors
New York
$335K +$335K +9,000 New
AIG
28
American International Group
New York
$319K +$7.49K +201 +2%
WA
29
WESPAC Advisors
California
$291K +$291K +7,800 New
SI
30
SII Investments
Wisconsin
$253K +$29.4K +799 +13%
Deutsche Bank
31
Deutsche Bank
Germany
$243K – – –
NFG
32
Next Financial Group
Texas
$224K -$6.53K -175 -3%
AA
33
Ancora Advisors
Ohio
$223K +$223K +5,987 New
MIAN
34
Mariner Independent Advisor Network
Kansas
$210K +$31.9K +857 +18%
MFS
35
MSI Financial Services
Massachusetts
$174K -$5.22K -140 -3%
PAG
36
Private Advisor Group
New Jersey
$90K +$90K +2,410 New
CFS
37
Community Financial System
New York
$81K – – –
FNBT
38
FineMark National Bank & Trust
Florida
$77K – – –
Creative Planning
39
Creative Planning
Kansas
$65K -$54.7K -1,477 -46%
PTC
40
Private Trust Company
Ohio
$41K -$39.8K -1,073 -49%
DADC
41
D.A. Davidson & Co
Montana
$35K – – –
FMII
42
Farmers & Merchants Investments Inc
Nebraska
$19K -$11.7K -309 -38%
NES
43
New England Securities
New York
$19K – – –
SFSIG
44
San Francisco Sentry Investment Group
California
$18K +$10.4K +275 +138%
M
45
MOTCO
Texas
$13K – – –
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$12K +$12K +317 New
FANJ
47
Financial Architects (New Jersey)
New Jersey
$10K +$2.75K +76 +38%
HI
48
Hudock Inc
Pennsylvania
$5K +$40 +1 +0.8%
W
49
Wealthfront
California
$3K +$3K +93 New
TAM
50
Tocqueville Asset Management
New York
– -$71K -1,900 Closed
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