Dubuque Bank & Trust’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Dubuque Bank & Trust’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-517	Closed	-$23K	–	667
2017 Q3	$23K	Buy	+517	New	+$22.2K	﹤0.01%	401
2017 Q1	–	Sell	-1	Closed	–	–	681
2016 Q4	$0	Hold	1	–	–	﹤0.01%	566
2016 Q3	$0	Hold	1	–	–	﹤0.01%	577
2016 Q2	$0	Hold	1	–	–	﹤0.01%	640
2016 Q1	$0	Hold	1	–	–	﹤0.01%	692
2015 Q4	$0	Hold	1	–	–	﹤0.01%	752
2015 Q3	$0	Hold	1	–	–	﹤0.01%	635
2015 Q2	$0	Hold	1	–	–	﹤0.01%	643
2015 Q1	$0	Hold	1	–	–	﹤0.01%	628
2014 Q4	$0	Hold	1	–	–	﹤0.01%	591
2014 Q3	$0	Sell	1 -2,415	-100%	-$90.6K	﹤0.01%	583
2014 Q2	$90K	Buy	+2,416	New	+$87.4K	0.01%	251

Other funds holding SDOG

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

BWM

BerganKDV Wealth Management Bloomington, Minnesota $1,000M AUM 9.95% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

Dubuque Bank & Trust's SDOG Position: Q4 2017 in Review

Dubuque Bank & Trust sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q4 2017, closing a stake of 517 shares — an estimated $23K sold.

Dubuque Bank & Trust first reported a position in SDOG in Q2 2014 and held it in 12 quarters. The position peaked at $90K in Q2 2014. 129 funds tracked by Wall St. Rank hold SDOG as of Q4 2017.

Dubuque Bank & Trust reported no remaining ALPS Sector Dividend Dogs ETF position as of Q4 2017 after selling out during the quarter.
Dubuque Bank & Trust sold 517 ALPS Sector Dividend Dogs ETF shares in Q4 2017, an estimated $23K.
Dubuque Bank & Trust first reported a position in ALPS Sector Dividend Dogs ETF in Q2 2014 and held it in 12 quarters.
Dubuque Bank & Trust's ALPS Sector Dividend Dogs ETF position peaked at $90K in Q2 2014.
129 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q4 2017.

Based on Dubuque Bank & Trust's 13F filing for Q4 2017, filed 6 Feb 2018.