Stellus Capital Investment Corp
SCM
36 hedge funds and large institutions have $52.1M invested in Stellus Capital Investment Corp in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 2 closing their positions.
450% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 2
43% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 7
20% more funds holding
Funds holding: 30 → 36 (+6)
3.94% more ownership
Funds ownership: 31.54% → 35.48% (+3.9%)
4% less capital invested
Capital invested by funds: $54.2M → $52.1M (-$2.06M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$3.78M |
| 2 |
VKH
Virtu KCG Holdings
New York
|
+$677K |
| 3 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$313K |
| 4 |
GCP
GSA Capital Partners
London,
United Kingdom
|
+$192K |
| 5 |
Two Sigma Investments
New York
|
+$147K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$211K |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$192K |
| 3 |
BG
BlackRock Group
London,
United Kingdom
|
-$110K |
| 4 |
BCM
Buckhead Capital Management
Atlanta,
Georgia
|
-$80.1K |
| 5 |
Stifel Financial
St. Louis,
Missouri
|
-$35.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Invesco
Atlanta,
Georgia
| $62K | -$12K | -897 | -15% |
|
|
TRCT
27
Tower Research Capital (TRC)
New York
| $57K | +$14.7K | +1,100 | +30% |
|
|
GT
28
Glenmede Trust
Philadelphia,
Pennsylvania
| $35K | – | – | – |
|
29
Wells Fargo
San Francisco,
California
| $32K | +$35.8K | +2,681 | +268,100% |
|
30
US Bancorp
Minneapolis,
Minnesota
| $24K | +$26.7K | +2,000 | New |
|
|
PSI
31
Pinnacle Summer Investments
Fairfax,
Virginia
| $17K | +$628 | +47 | +3% |
|
|
LTFS
32
Ladenburg Thalmann Financial Services
Miami,
Florida
| $15K | – | – | – |
|
|
PI
33
PineBridge Investments
New York
| $11K | +$13K | +976 | New |
|
|
HR
34
Howe & Rusling
Rochester,
New York
| $3K | – | – | – |
|
35
Citigroup
New York
| $1K | +$734 | +55 | New |
|
36
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $15 | +$17.4K | +1,303 | New |
|
37
Barclays
London,
United Kingdom
| – | -$22K | -1,661 | Closed |
|
38
Bank of America
Charlotte,
North Carolina
| – | -$1K | -99 | Closed |
|
SCM Hedge Fund Activity: Q4 2014 in Review
36 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q4 2014, worth a combined $52.1M — down 3.8% from $54.2M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new SCM positions and 2 closed out — a net gain of 9 holders — while 10 added to existing stakes and 7 trimmed.
The largest buyer was Advisors Asset Management, adding an estimated $3.78M. The largest seller was Goldman Sachs, cutting an estimated $211K.
- 36 institutional investors held Stellus Capital Investment Corp (SCM) as of Q4 2014, up from 30 in Q3 2014.
- Funds reported $52.1M of Stellus Capital Investment Corp stock for Q4 2014, down 3.8% quarter-over-quarter.
- 11 funds opened new Stellus Capital Investment Corp positions in Q4 2014 and 2 closed out, a net change of +9 holders.
- The largest Stellus Capital Investment Corp buyer in Q4 2014 was Advisors Asset Management, an estimated $3.78M added.
- The largest Stellus Capital Investment Corp seller in Q4 2014 was Goldman Sachs, an estimated $211K sold.
Based on aggregated 13F filings for Q4 2014.