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ALPS Medical Breakthroughs ETF

60 hedge funds and large institutions have $71.7M invested in ALPS Medical Breakthroughs ETF in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

537% more call options, than puts

Call options by funds: $1.39M | Put options by funds: $218K

2.71% more ownership

Funds ownership: 32.69%35.39% (+2.7%)

8% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 13

4% less capital invested

Capital invested by funds: $74.8M → $71.7M (-$3.15M)

9% less funds holding

Funds holding: 6660 (-6)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
60
Holders Change
-6
Holders Change %
-9.09%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
13
Closed
10
Calls
$1.39M
Puts
$218K
Net Calls
+$1.17M
Net Calls Change
+$118K
Name Holding Trade Value Shares
Change
Change in
Stake
FHA
51
First Horizon Advisors
Tennessee
$8K +$8.03K +175 +875%
Koshinski Asset Management
52
Koshinski Asset Management
Illinois
$6.83K +$6.88K +150 New
CAPTRUST Financial Advisors
53
CAPTRUST Financial Advisors
North Carolina
$5K
FCB
54
First Command Bank
Texas
$5K
FCFS
55
First Command Financial Services
Texas
$5K
HI
56
Harbour Investments
Wisconsin
$3K
HNB
57
Huntington National Bank
Ohio
$3K
IA
58
IFP Advisors
Florida
$3K +$2.94K +64 New
LWA
59
Lenox Wealth Advisors
New York
$2K
Rockefeller Capital Management
60
Rockefeller Capital Management
New York
$2K +$2.29K +50 New
AFG
61
Albion Financial Group
Utah
$1K
Ameriprise
62
Ameriprise
Minnesota
-$1.29M -26,438 Closed
EWA
63
Exencial Wealth Advisors
Oklahoma
-$428K -8,752 Closed
CT
64
Cambridge Trust
Massachusetts
-$250K -5,120 Closed
KFGK
65
Keystone Financial Group (Kentucky)
Kentucky
-$201K -4,100 Closed
ASN
66
Advisory Services Network
Georgia
-$42K -850 Closed
JP Morgan Chase
67
JP Morgan Chase
New York
-$29K -599 Closed
CFD
68
Creative Financial Designs
Indiana
-$17K -350 Closed
TWA
69
TCI Wealth Advisors
Arizona
-$2K -50 Closed
BWA
70
BDO Wealth Advisors
Florida
-$1K -25 Closed
EVM
71
Eaton Vance Management
Massachusetts
-$1K -25 Closed

SBIO Hedge Fund Activity: Q3 2021 in Review

60 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2021, worth a combined $71.7M — down 4.2% from $74.8M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SBIO and 7 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 14 added.

The largest buyer was Phoenix Financial, adding an estimated $2.84M. The largest seller was Tower Research Capital (TRC), cutting an estimated $1.54M.

  • 60 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2021, down from 66 in Q2 2021.
  • Funds reported $71.7M of ALPS Medical Breakthroughs ETF stock for Q3 2021, down 4.2% quarter-over-quarter.
  • 7 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2021 and 10 closed out, a net change of -3 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2021 was Phoenix Financial, an estimated $2.84M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2021 was Tower Research Capital (TRC), an estimated $1.54M sold.

Based on aggregated 13F filings for Q3 2021.