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ALPS Medical Breakthroughs ETF
SBIO

70 hedge funds and large institutions have $79M invested in ALPS Medical Breakthroughs ETF in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

355% more call options, than puts

Call options by funds: $2.61M | Put options by funds: $573K

75% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 12

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

7% more capital invested

Capital invested by funds: $74M → $79M (+$5M)

4% more funds holding

Funds holding: 67 → 70 (+3)

1.98% more ownership

Funds ownership: 28.9% → 30.88% (+2%)

Holders
70
Holders Change
+3
Holders Change %
+4.48%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
21
Reduced
12
Closed
9
Calls
$2.61M
Puts
$573K
Net Calls
+$2.04M
Net Calls Change
+$394K

Top Buyers

Rank Fund Capital Flow
1
PF
Phoenix Financial
Israel
+$4.71M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.6M
3
Ameriprise
Ameriprise
Minnesota
+$1.4M
4
FEM
Fulcrum Equity Management
Texas
+$1.37M
5
CCP
Cardan Capital Partners
Colorado
+$901K

Top Sellers

Rank Fund Capital Flow
1
NL
NWAM LLC
Washington
-$2.25M
2
Citadel Advisors
Citadel Advisors
Florida
-$1.17M
3
VNA
Valley National Advisers
Pennsylvania
-$958K
4
Wells Fargo
Wells Fargo
California
-$524K
5
CT
Cambridge Trust
Massachusetts
-$323K
Name Holding Trade Value Shares
Change 		Change in
Stake
S
51
SignatureFD
Georgia
$20K – – –
LWANC
52
Laurel Wealth Advisors (North Carolina)
North Carolina
$19K – – –
TWM
53
Tradition Wealth Management
Minnesota
$16K – – –
First Manhattan
54
First Manhattan
New York
$15K – – –
OC
55
Oakworth Capital
Alabama
$15K – – –
William Blair & Company
56
William Blair & Company
Illinois
$15K +$16.6K +300 New
HI
57
Harbour Investments
Wisconsin
$13K +$14.3K +258 New
TFS
58
TrustCore Financial Services
Tennessee
$11K – – –
IA
59
IFP Advisors
Florida
$10K +$9.19K +166 +615%
CFA
60
Carroll Financial Associates
North Carolina
$10K +$11.1K +200 New
IAIM
61
International Assets Investment Management
Florida
$9K – – –
Carson Wealth (CWM LLC)
62
Carson Wealth (CWM LLC)
Nebraska
$5K – – –
FCB
63
First Command Bank
Texas
$5K – – –
FCFS
64
First Command Financial Services
Texas
$5K – – –
NFG
65
Next Financial Group
Texas
$5K – – –
CG
66
Cutler Group
California
$4K -$99.7K -1,800 -95%
LWA
67
Lenox Wealth Advisors
New York
$2K – – –
Fidelity Investments
68
Fidelity Investments
Massachusetts
$1K +$111 +2 +8%
FHA
69
First Horizon Advisors
Tennessee
$1K +$1.11K +20 New
BWA
70
BDO Wealth Advisors
Florida
$1K +$1.38K +25 New
NL
71
NWAM LLC
Washington
– -$2.25M -43,999 Closed
Simplex Trading
72
Simplex Trading
Illinois
– -$56K -1,096 Closed
TI
73
tru Independence
Oregon
– -$36 -700 Closed
LFG
74
Larson Financial Group
Missouri
– -$11K -205 Closed
Bank of Montreal
75
Bank of Montreal
Ontario, Canada
– -$11K -200 Closed
1 2
3
4

SBIO Hedge Fund Activity: Q1 2021 in Review

70 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q1 2021, worth a combined $79M — up 6.8% from $74M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SBIO positions and 9 closed out — a net gain of 4 holders — while 21 added to existing stakes and 12 trimmed.

The largest buyer was Phoenix Financial, opening a new position worth an estimated $4.71M. The largest seller was NWAM LLC, exiting entirely with an estimated $2.25M sold.

  • 70 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q1 2021, up from 67 in Q4 2020.
  • Funds reported $79M of ALPS Medical Breakthroughs ETF stock for Q1 2021, up 6.8% quarter-over-quarter.
  • 13 funds opened new ALPS Medical Breakthroughs ETF positions in Q1 2021 and 9 closed out, a net change of +4 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q1 2021 was Phoenix Financial, an estimated $4.71M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q1 2021 was NWAM LLC, an estimated $2.25M sold.

Based on aggregated 13F filings for Q1 2021.