ALPS Medical Breakthroughs ETF
SBIO
47 hedge funds and large institutions have $45M invested in ALPS Medical Breakthroughs ETF in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 13 closing their positions.
222% more call options, than puts
Call options by funds: $832K | Put options by funds: $258K
5.68% more ownership
Funds ownership: 24.65% → 30.34% (+5.7%)
8% less funds holding
Funds holding: 51 → 47 (-4)
15% less first-time investments, than exits
New positions opened: 11 | Existing positions closed: 13
19% less capital invested
Capital invested by funds: $55.2M → $45M (-$10.2M)
44% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$3.64M |
| 2 |
NL
NWAM LLC
Mercer Island,
Washington
|
+$1.8M |
| 3 |
Morgan Stanley
New York
|
+$1.75M |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.4M |
| 5 |
Wells Fargo
San Francisco,
California
|
+$1.14M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CCP
Cardan Capital Partners
Denver,
Colorado
|
-$1.01M |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$720K |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$712K |
| 4 |
ASN
Advisory Services Network
Atlanta,
Georgia
|
-$453K |
| 5 |
CWA
Capital Wealth Alliance
Scottsdale,
Arizona
|
-$353K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BRWM
51
B. Riley Wealth Management
Memphis,
Tennessee
| – | -$291K | -6,880 | Closed |
|
|
WS
52
Wedbush Securities
Los Angeles,
California
| – | -$229K | -5,413 | Closed |
|
|
GIA
53
Gladstone Institutional Advisory
Palm Beach Gardens,
Florida
| – | -$216K | -5,116 | Closed |
|
|
UCFA
54
United Capital Financial Advisors
Irving,
Texas
| – | -$209K | -4,950 | Closed |
|
|
GWM
55
Geneos Wealth Management
Englewood,
Colorado
| – | -$42K | -1,000 | Closed |
|
|
CG
56
Cutler Group
San Francisco,
California
| – | -$30.6K | -799 | Closed |
|
57
Simplex Trading
Chicago,
Illinois
| – | -$14K | -339 | Closed |
|
|
BWM
58
BerganKDV Wealth Management
Bloomington,
Minnesota
| – | -$7K | -154 | Closed |
|
|
MWP
59
MYCIO Wealth Partners
Philadelphia,
Pennsylvania
| – | -$4K | -100 | Closed |
|
60
Citigroup
New York
| – | -$3K | -70 | Closed |
|
SBIO Hedge Fund Activity: Q1 2020 in Review
47 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q1 2020, worth a combined $45M — down 19% from $55.2M a quarter earlier.
Sellers outnumbered buyers: 13 funds closed out of SBIO and 11 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 9 added.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $3.64M. The largest seller was Cardan Capital Partners, cutting an estimated $1.01M.
- 47 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q1 2020, down from 51 in Q4 2019.
- Funds reported $45M of ALPS Medical Breakthroughs ETF stock for Q1 2020, down 19% quarter-over-quarter.
- 11 funds opened new ALPS Medical Breakthroughs ETF positions in Q1 2020 and 13 closed out, a net change of -2 holders.
- The largest ALPS Medical Breakthroughs ETF buyer in Q1 2020 was Susquehanna International Group, an estimated $3.64M added.
- The largest ALPS Medical Breakthroughs ETF seller in Q1 2020 was Cardan Capital Partners, an estimated $1.01M sold.
Based on aggregated 13F filings for Q1 2020.