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ALPS Medical Breakthroughs ETF
SBIO

44 hedge funds and large institutions have $29.5M invested in ALPS Medical Breakthroughs ETF in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

13,900% more call options, than puts

Call options by funds: $280K | Put options by funds: $2K

0% more capital invested

Capital invested by funds: $29.4M → $29.5M (+$90.3K)

0.72% less ownership

Funds ownership: 30.45% → 29.74% (-0.72%)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

15% less funds holding

Funds holding: 52 → 44 (-8)

80% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 10

Holders
44
Holders Change
-8
Holders Change %
-15.38%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
12
Reduced
13
Closed
10
Calls
$280K
Puts
$2K
Net Calls
+$278K
Net Calls Change
-$220K

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.52M
2
Citadel Advisors
Citadel Advisors
Florida
+$304K
3
JIP
Jaffetilchin Investment Partners
Florida
+$164K
4
APA
American Portfolios Advisors
New York
+$153K
5
LPL Financial
LPL Financial
California
+$70.1K

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$2.13M
2
MC
Matisse Capital
Oregon
-$687K
3
TRCT
Tower Research Capital (TRC)
New York
-$417K
4
Morgan Stanley
Morgan Stanley
New York
-$362K
5
GAM
Griffin Asset Management
New York
-$253K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$166K +$4.49K +142 +3%
APA
27
American Portfolios Advisors
New York
$156K +$153K +4,828 +1,412%
William Blair & Company
28
William Blair & Company
Illinois
$101K -$15.2K -480 -13%
AWM
29
AllSquare Wealth Management
New York
$95K – – –
US Bancorp
30
US Bancorp
Minnesota
$30K – – –
CT
31
Cambridge Trust
Massachusetts
$17K -$6.6K -209 -27%
HWM
32
HighMark Wealth Management
Minnesota
$17K – – –
Northwestern Mutual Wealth Management
33
Northwestern Mutual Wealth Management
Wisconsin
$15K – – –
CFD
34
Creative Financial Designs
Indiana
$15K +$15.8K +500 New
CG
35
Cutler Group
California
$12K +$6.32K +200 +100%
First Manhattan
36
First Manhattan
New York
$9K – – –
S
37
SignatureFD
Georgia
$6K – – –
ADL
38
Asset Dedication LLC
California
$5K – – –
VNA
39
Valley National Advisers
Pennsylvania
$4K – – –
FCB
40
First Command Bank
Texas
$3K – – –
FCFS
41
First Command Financial Services
Texas
$3K – – –
SBL
42
Sargent Bickham Lagudis
Colorado
$3K – – –
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$1K +$63 +2 +4%
MC
44
Matisse Capital
Oregon
– -$687K -24,803 Closed
GAM
45
Griffin Asset Management
New York
– -$253K -9,120 Closed
CAPTRUST Financial Advisors
46
CAPTRUST Financial Advisors
North Carolina
– -$168K -6,066 Closed
AA
47
Ancora Advisors
Ohio
– -$35K -1,258 Closed
PTC
48
Private Trust Company
Ohio
– -$14K -509 Closed
LWANC
49
Laurel Wealth Advisors (North Carolina)
North Carolina
– -$10K -375 Closed
OC
50
Oakworth Capital
Alabama
– -$8K -300 Closed
1
2
3

SBIO Hedge Fund Activity: Q3 2022 in Review

44 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2022, worth a combined $29.5M — up 0.31% from $29.4M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SBIO and 2 opened new positions — a net loss of 8 holders — while 13 trimmed existing stakes and 12 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.52M. The largest seller was Bank of America, cutting an estimated $2.13M.

  • 44 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2022, down from 52 in Q2 2022.
  • Funds reported $29.5M of ALPS Medical Breakthroughs ETF stock for Q3 2022, up 0.31% quarter-over-quarter.
  • 2 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2022 and 10 closed out, a net change of -8 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2022 was Susquehanna International Group, an estimated $1.52M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2022 was Bank of America, an estimated $2.13M sold.

Based on aggregated 13F filings for Q3 2022.