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ALPS Medical Breakthroughs ETF
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Overview Fund Activity

66 hedge funds and large institutions have $67.5M invested in ALPS Medical Breakthroughs ETF in 2021 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 23 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+6
Holders Change %
+10%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
11
Increased
9
Reduced
23
Closed
4
Calls
$1.54M
Puts
–
Net Calls
+$1.54M
Net Calls Change
+$368K

Top Buyers

1
MC
1
Matisse Capital
Oregon
$6M
2
SFS
2
Strategic Financial Services
New York
$639K
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$877K
4
EWA
4
Exencial Wealth Advisors
Oklahoma
$461K
5
Wells Fargo
5
Wells Fargo
California
$8.76M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$7.4M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$1.52M
3
MML Investors Services
3
MML Investors Services
Massachusetts
$0
4
Stifel Financial
4
Stifel Financial
Missouri
$297K
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$465K
Name Holding Trade Value Shares
Change 		Shares
Change %
GAM
26
Griffin Asset Management
New York
$385K – – –
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$369K -$177K -4,199 -32%
Stifel Financial
28
Stifel Financial
Missouri
$297K -$557K -13,159 -65%
SWP
29
Stratos Wealth Partners
Ohio
$272K +$13K +309 +5%
CCC
30
Crescent Capital Consulting
Louisiana
$253K – – –
GIA
31
Gladstone Institutional Advisory
Florida
$208K +$208K +4,924 New
UCFA
32
United Capital Financial Advisors
Texas
$207K -$8.45K -200 -4%
William Blair & Company
33
William Blair & Company
Illinois
$162K – – –
RPCONE
34
Retirement Planning Company of New England
Rhode Island
$140K +$140K +3,338 New
CT
35
Cambridge Trust
Massachusetts
$138K +$138K +3,278 New
AWM
36
AllSquare Wealth Management
New York
$134K – – –
VNA
37
Valley National Advisers
Pennsylvania
$126K -$54.3K -1,285 -30%
KPCM
38
Kings Point Capital Management
New York
$67K – – –
CG
39
Cutler Group
California
$63K +$12.6K +300 +25%
US Bancorp
40
US Bancorp
Minnesota
$42K – – –
EWM
41
Elmwood Wealth Management
California
$42K +$42K +1,000 New
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$41K -$50.5K -1,186 -55%
S
43
SignatureFD
Georgia
$17K – – –
HWM
44
HighMark Wealth Management
Minnesota
$17K +$17K +400 New
LWANC
45
Laurel Wealth Advisors (North Carolina)
North Carolina
$16K – – –
APA
46
American Portfolios Advisors
New York
$14.4K – – –
OC
47
Oakworth Capital
Alabama
$13K – – –
TWM
48
Tradition Wealth Management
Minnesota
$13K – – –
First Manhattan
49
First Manhattan
New York
$12K -$4K -100 -25%
TFS
50
TrustCore Financial Services
Tennessee
$10K – – –
1
2
3