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ALPS Medical Breakthroughs ETF
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Overview Fund Activity

67 hedge funds and large institutions have $74M invested in ALPS Medical Breakthroughs ETF in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
67
Holders Change
+15
Holders Change %
+28.85%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
16
Reduced
14
Closed
4
Calls
$1.97M
Puts
$324K
Net Calls
+$1.64M
Net Calls Change
+$280K

Top Buyers

1
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$549K
2
VNA
2
Valley National Advisers
Pennsylvania
$1.12M
3
Wells Fargo
3
Wells Fargo
California
$9.19M
4
Bank of America
4
Bank of America
North Carolina
$10.2M
5
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$392K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.81M
2
TRCT
2
Tower Research Capital (TRC)
New York
$564K
3
GIA
3
Gladstone Institutional Advisory
Florida
$0
4
EWA
4
Exencial Wealth Advisors
Oklahoma
$319K
5
Citadel Advisors
5
Citadel Advisors
Florida
$1.79M
Name Holding Trade Value Shares
Change 		Shares
Change %
MC
26
Matisse Capital
Oregon
$381K – – –
RA
27
RFG Advisory
Alabama
$371K – – –
MML Investors Services
28
MML Investors Services
Massachusetts
$333K -$18.3K -357 -5%
EWA
29
Exencial Wealth Advisors
Oklahoma
$319K -$393K -7,671 -55%
SWP
30
Stratos Wealth Partners
Ohio
$312K -$15.1K -294 -5%
CCC
31
Crescent Capital Consulting
Louisiana
$307K +$307K +6,000 New
Stifel Financial
32
Stifel Financial
Missouri
$268K +$268K +5,240 New
UCFA
33
United Capital Financial Advisors
Texas
$251K – – –
KFGK
34
Keystone Financial Group (Kentucky)
Kentucky
$210K +$210K +4,100 New
PGFC
35
Peapack-Gladstone Financial Corp
New Jersey
$205K +$205K +4,000 New
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$204K – – –
AWM
37
AllSquare Wealth Management
New York
$170K -$12.8K -250 -7%
CG
38
Cutler Group
California
$97K +$97K +1,899 New
KPCM
39
Kings Point Capital Management
New York
$82K – – –
Simplex Trading
40
Simplex Trading
Illinois
$56K +$27.3K +535 +95%
US Bancorp
41
US Bancorp
Minnesota
$51K -$71.4K -1,400 -58%
CAPTRUST Financial Advisors
42
CAPTRUST Financial Advisors
North Carolina
$28K – – –
CFD
43
Creative Financial Designs
Indiana
$28K – – –
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$26K – – –
APA
45
American Portfolios Advisors
New York
$23.9K -$1.28K -25 -5%
S
46
SignatureFD
Georgia
$20K +$10K +200 +100%
LWANC
47
Laurel Wealth Advisors (North Carolina)
North Carolina
$19K +$19K +375 New
TWM
48
Tradition Wealth Management
Minnesota
$16K +$16K +313 New
OC
49
Oakworth Capital
Alabama
$15K – – –
First Manhattan
50
First Manhattan
New York
$15K +$15K +300 New
1
2
3