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ALPS Medical Breakthroughs ETF

47 hedge funds and large institutions have $45M invested in ALPS Medical Breakthroughs ETF in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

222% more call options, than puts

Call options by funds: $832K | Put options by funds: $258K

5.68% more ownership

Funds ownership: 24.65%30.34% (+5.7%)

8% less funds holding

Funds holding: 5147 (-4)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

19% less capital invested

Capital invested by funds: $55.2M → $45M (-$10.2M)

44% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 16

Holders
47
Holders Change
-4
Holders Change %
-7.84%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
9
Reduced
16
Closed
13
Calls
$832K
Puts
$258K
Net Calls
+$574K
Net Calls Change
-$3.19M
Name Holding Trade Value Shares
Change
Change in
Stake
RA
26
RFG Advisory
Alabama
$211K +$7.65K +200 +3%
AWM
27
AllSquare Wealth Management
New York
$129K -$23.7K -620 -13%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$127K +$153K +4,000 New
VCP
29
Verus Capital Partners
Arizona
$55K -$12.4K -325 -16%
KPCM
30
Kings Point Capital Management
New York
$51K +$61.1K +1,598 New
CBT
31
Central Bank & Trust
Kentucky
$32K
US Bancorp
32
US Bancorp
Minnesota
$31K
EWM
33
Elmwood Wealth Management
California
$24K +$26.8K +700 New
WEC
34
Winslow Evans & Crocker
Massachusetts
$16K
Bank of Montreal
35
Bank of Montreal
Ontario, Canada
$15K +$6.31K +165 +50%
APA
36
American Portfolios Advisors
New York
$13.7K -$22.9K -598 -58%
SF
37
Synovus Financial
Georgia
$13K +$15.3K +400 New
MPWT
38
MassMutual Private Wealth & Trust
Connecticut
$10K
GT
39
Glenmede Trust
Pennsylvania
$9K
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$5K
SWA
41
Sutton Wealth Advisors
Florida
$3.17K
NFG
42
Next Financial Group
Texas
$3K
SQA
43
Simon Quick Advisors
New Jersey
$2K +$2.52K +66 New
NL
44
NWAM LLC
Washington
$1.49K +$1.8M +47,006 New
LWA
45
Lenox Wealth Advisors
New York
$1K
WCG
46
Weaver Consulting Group
California
$1K +$574 +15 New
IA
47
IFP Advisors
Florida
$1K +$1.03K +27 New
Citadel Advisors
48
Citadel Advisors
Florida
-$712K -18,625 Closed
CWA
49
Capital Wealth Alliance
Arizona
-$353K -8,881 Closed
Wolverine Trading
50
Wolverine Trading
Illinois
-$292K -6,923 Closed

SBIO Hedge Fund Activity: Q1 2020 in Review

47 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q1 2020, worth a combined $45M — down 19% from $55.2M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of SBIO and 11 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 9 added.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $3.64M. The largest seller was Cardan Capital Partners, cutting an estimated $1.01M.

  • 47 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q1 2020, down from 51 in Q4 2019.
  • Funds reported $45M of ALPS Medical Breakthroughs ETF stock for Q1 2020, down 19% quarter-over-quarter.
  • 11 funds opened new ALPS Medical Breakthroughs ETF positions in Q1 2020 and 13 closed out, a net change of -2 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q1 2020 was Susquehanna International Group, an estimated $3.64M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q1 2020 was Cardan Capital Partners, an estimated $1.01M sold.

Based on aggregated 13F filings for Q1 2020.