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ALPS Medical Breakthroughs ETF
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Overview Fund Activity

51 hedge funds and large institutions have $55.2M invested in ALPS Medical Breakthroughs ETF in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 9 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+4
Holders Change %
+8.51%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
9
Reduced
17
Closed
7
Calls
$3.77M
Puts
$5K
Net Calls
+$3.77M
Net Calls Change
+$1.43M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.06M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$1.91M
3
Wolverine Trading
3
Wolverine Trading
Illinois
$292K
4
BRWM
4
B. Riley Wealth Management
Tennessee
$291K
5
RA
5
RFG Advisory
Alabama
$273K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$7.83M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
Jane Street
3
Jane Street
New York
$0
4
TRCT
4
Tower Research Capital (TRC)
New York
$353K
5
RJA
5
Raymond James & Associates
Florida
$777K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wolverine Trading
26
Wolverine Trading
Illinois
$292K +$292K +6,923 New
BRWM
27
B. Riley Wealth Management
Tennessee
$291K +$291K +6,880 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$284K +$27.5K +652 +11%
RA
29
RFG Advisory
Alabama
$273K +$273K +6,448 New
WS
30
Wedbush Securities
California
$229K +$229K +5,413 New
GIA
31
Gladstone Institutional Advisory
Florida
$216K -$56.1K -1,329 -21%
UCFA
32
United Capital Financial Advisors
Texas
$209K +$209K +4,950 New
AWM
33
AllSquare Wealth Management
New York
$198K +$27.9K +660 +16%
VCP
34
Verus Capital Partners
Arizona
$88K +$88K +2,075 New
APA
35
American Portfolios Advisors
New York
$43.6K +$6.34K +150 +17%
GWM
36
Geneos Wealth Management
Colorado
$42K – – –
CBT
37
Central Bank & Trust
Kentucky
$42K – – –
US Bancorp
38
US Bancorp
Minnesota
$42K +$42K +1,000 New
CG
39
Cutler Group
California
$33K +$33K +799 New
WEC
40
Winslow Evans & Crocker
Massachusetts
$20K – – –
MPWT
41
MassMutual Private Wealth & Trust
Connecticut
$14K – – –
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$14K – – –
Simplex Trading
43
Simplex Trading
Illinois
$14K +$14K +339 New
GT
44
Glenmede Trust
Pennsylvania
$9K -$4.19K -100 -32%
BWM
45
BerganKDV Wealth Management
Minnesota
$7K – – –
Carson Wealth (CWM LLC)
46
Carson Wealth (CWM LLC)
Nebraska
$5K – – –
SWA
47
Sutton Wealth Advisors
Florida
$4.23K – – –
NFG
48
Next Financial Group
Texas
$4K – – –
MWP
49
MYCIO Wealth Partners
Pennsylvania
$4K – – –
Citigroup
50
Citigroup
New York
$3K +$3K +70 New
1
2
3