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ALPS Medical Breakthroughs ETF

47 hedge funds and large institutions have $44M invested in ALPS Medical Breakthroughs ETF in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

38,867% more call options, than puts

Call options by funds: $2.34M | Put options by funds: $6K

70% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 10

1.65% more ownership

Funds ownership: 25.41%27.06% (+1.6%)

0% more funds holding

Funds holding: 4747 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

10% less capital invested

Capital invested by funds: $48.6M → $44M (-$4.64M)

Holders
47
Holders Change
Holders Change %
0%
% of All Funds
1.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
17
Reduced
10
Closed
6
Calls
$2.34M
Puts
$6K
Net Calls
+$2.33M
Net Calls Change
+$152K
Name Holding Trade Value Shares
Change
Change in
Stake
GIA
26
Gladstone Institutional Advisory
Florida
$203K -$11.7K -333 -5%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$192K -$2.57K -73 -1%
WWM
28
Willingdon Wealth Management
North Carolina
$185K +$15.5K +441 +8%
AWM
29
AllSquare Wealth Management
New York
$127K
IA
30
IFP Advisors
Florida
$123K +$134K +3,806 New
WAP
31
Wealthcare Advisory Partners
Pennsylvania
$60K -$29.9K -852 -31%
GWM
32
Geneos Wealth Management
Colorado
$32K
CBT
33
Central Bank & Trust
Kentucky
$32K +$35.2K +1,000 New
APA
34
American Portfolios Advisors
New York
$27.8K -$46.1K -1,312 -60%
EWM
35
Elmwood Wealth Management
California
$22K
WCG
36
Weaver Consulting Group
California
$18K
WEC
37
Winslow Evans & Crocker
Massachusetts
$16K
MPWT
38
MassMutual Private Wealth & Trust
Connecticut
$10K
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$10K +$11.6K +329 New
BWM
40
BerganKDV Wealth Management
Minnesota
$5K
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$5K
SWA
42
Sutton Wealth Advisors
Florida
$3.16K
MWP
43
MYCIO Wealth Partners
Pennsylvania
$3K
NFG
44
Next Financial Group
Texas
$3K
LWA
45
Lenox Wealth Advisors
New York
$1K
GT
46
Glenmede Trust
Pennsylvania
$9
SWP
47
Strategic Wealth Partners
Ohio
$5 +$6.57K +187 New
MCM
48
Murphy Capital Management
New Jersey
-$267K -7,400 Closed
WS
49
Wedbush Securities
California
-$263K -7,292 Closed
Citigroup
50
Citigroup
New York
-$18K -500 Closed

SBIO Hedge Fund Activity: Q3 2019 in Review

47 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2019, worth a combined $44M — down 9.5% from $48.6M a quarter earlier.

Fund positioning in SBIO was balanced in Q3 2019: 6 funds opened new positions, 6 closed out, 17 added to existing stakes and 10 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $903K. The largest seller was Morgan Stanley, cutting an estimated $2.85M.

  • 47 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $44M of ALPS Medical Breakthroughs ETF stock for Q3 2019, down 9.5% quarter-over-quarter.
  • 6 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2019 and 6 closed out, a net change of 0 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2019 was Susquehanna International Group, an estimated $903K added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2019 was Morgan Stanley, an estimated $2.85M sold.

Based on aggregated 13F filings for Q3 2019.