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ALPS Medical Breakthroughs ETF

48 hedge funds and large institutions have $45M invested in ALPS Medical Breakthroughs ETF in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.29% less ownership

Funds ownership: 29.35%27.06% (-2.3%)

13% less funds holding

Funds holding: 5548 (-7)

25% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 20

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

47% less capital invested

Capital invested by funds: $84.4M → $45M (-$39.4M)

Holders
48
Holders Change
-7
Holders Change %
-12.73%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
15
Reduced
20
Closed
13
Calls
$839K
Puts
Net Calls
+$839K
Net Calls Change
+$822K
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$267K -$141K -4,246 -31%
MCM
27
Murphy Capital Management
New Jersey
$213K -$9.95K -300 -4%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$141K -$123K -3,710 -42%
WWM
29
Willingdon Wealth Management
North Carolina
$133K -$16.2K -490 -9%
AWM
30
AllSquare Wealth Management
New York
$120K +$49.2K +1,485 +53%
CFGS
31
Concourse Financial Group Securities
Alabama
$83K +$16.7K +505 +20%
ACM
32
Aviance Capital Management
Florida
$34K -$161K -4,870 -80%
GWM
33
Geneos Wealth Management
Colorado
$27K -$38.1K -1,150 -53%
Citigroup
34
Citigroup
New York
$23K -$23.2K -700 -47%
APA
35
American Portfolios Advisors
New York
$22.8K -$130K -3,911 -83%
PG
36
Patten Group
Tennessee
$22K -$17.9K -540 -41%
EWM
37
Elmwood Wealth Management
California
$20K
Simplex Trading
38
Simplex Trading
Illinois
$19K +$22.9K +692 New
MPWT
39
MassMutual Private Wealth & Trust
Connecticut
$9.15K -$10.8K -325 -50%
William Blair & Company
40
William Blair & Company
Illinois
$9K +$332 +10 +3%
PFGIA
41
Patriot Financial Group Insurance Agency
Massachusetts
$6K
TCM
42
Tradewinds Capital Management
Washington
$4K
BWM
43
BerganKDV Wealth Management
Minnesota
$4K +$133 +4 +3%
WANY
44
Wealthspire Advisors (New York)
New York
$4K +$4.28K +129 New
FHA
45
Flagship Harbor Advisors
Massachusetts
$3K
APC
46
Aspire Private Capital
North Carolina
$2K +$2.22K +67 New
GT
47
Glenmede Trust
Pennsylvania
$6 +$7.13K +215 New
BCM
48
Barometer Capital Management
Ontario, Canada
-$4.02M -102,100 Closed
CI
49
Cavalier Investments
Georgia
-$2.04M -51,892 Closed
HighTower Advisors
50
HighTower Advisors
Illinois
-$899K -22,763 Closed

SBIO Hedge Fund Activity: Q4 2018 in Review

48 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q4 2018, worth a combined $45M — down 47% from $84.4M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of SBIO and 8 opened new positions — a net loss of 5 holders — while 20 trimmed existing stakes and 15 added.

The largest buyer was Bouchey Financial Group, adding an estimated $3.7M. The largest seller was Bank of America, cutting an estimated $8.39M.

  • 48 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q4 2018, down from 55 in Q3 2018.
  • Funds reported $45M of ALPS Medical Breakthroughs ETF stock for Q4 2018, down 47% quarter-over-quarter.
  • 8 funds opened new ALPS Medical Breakthroughs ETF positions in Q4 2018 and 13 closed out, a net change of -5 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q4 2018 was Bouchey Financial Group, an estimated $3.7M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q4 2018 was Bank of America, an estimated $8.39M sold.

Based on aggregated 13F filings for Q4 2018.