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ALPS Medical Breakthroughs ETF

55 hedge funds and large institutions have $84.4M invested in ALPS Medical Breakthroughs ETF in 2018 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

188% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 8

143% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 7

30% more capital invested

Capital invested by funds: $65M → $84.4M (+$19.4M)

22% more funds holding

Funds holding: 4555 (+10)

2% more call options, than puts

Call options by funds: $901K | Put options by funds: $884K

0.45% less ownership

Funds ownership: 29.8%29.35% (-0.45%)

Holders
55
Holders Change
+10
Holders Change %
+22.22%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
23
Reduced
8
Closed
7
Calls
$901K
Puts
$884K
Net Calls
+$17K
Net Calls Change
-$527K
Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
IFP Advisors
Florida
$417K +$402K +10,599 New
Citadel Advisors
27
Citadel Advisors
Florida
$352K -$733K -19,337 -68%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$344K +$90.3K +2,381 +37%
Wolverine Trading
29
Wolverine Trading
Illinois
$343K +$330K +8,702 New
MCM
30
Murphy Capital Management
New Jersey
$311K -$37.9K -1,000 -11%
VAM
31
Visionary Asset Management
Texas
$261K +$948 +25 +0.4%
WS
32
Wedbush Securities
California
$256K +$246K +6,499 New
ACM
33
Aviance Capital Management
Florida
$240K +$125K +3,301 +118%
WWM
34
Willingdon Wealth Management
North Carolina
$205K +$89.9K +2,371 +84%
BFG
35
Bouchey Financial Group
New York
$202K -$26.6K -700 -12%
APA
36
American Portfolios Advisors
New York
$186K -$18.9K -498 -10%
AWM
37
AllSquare Wealth Management
New York
$110K +$64.5K +1,700 +157%
CFGS
38
Concourse Financial Group Securities
Alabama
$97K +$93.5K +2,466 New
GWM
39
Geneos Wealth Management
Colorado
$84K +$47.4K +1,250 +139%
Citigroup
40
Citigroup
New York
$59K
WWMSC
41
Wagner Wealth Management (South Carolina)
South Carolina
$51K +$48.7K +1,285 New
PG
42
Patten Group
Tennessee
$51K +$49.5K +1,305 New
EWM
43
Elmwood Wealth Management
California
$27.6K
MPWT
44
MassMutual Private Wealth & Trust
Connecticut
$25.6K
TC
45
Truvestments Capital
Florida
$20K +$19.7K +520 New
FDCDDQ
46
Federation des caisses Desjardins du Quebec
Quebec, Canada
$17.7K
SWP
47
Stratos Wealth Partners
Ohio
$14K +$13.5K +355 New
William Blair & Company
48
William Blair & Company
Illinois
$13K
PFGIA
49
Patriot Financial Group Insurance Agency
Massachusetts
$8K +$7.78K +205 New
BWM
50
BerganKDV Wealth Management
Minnesota
$6K +$5.69K +150 New

SBIO Hedge Fund Activity: Q3 2018 in Review

55 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in ALPS Medical Breakthroughs ETF (SBIO) for Q3 2018, worth a combined $84.4M — up 30% from $65M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SBIO positions and 7 closed out — a net gain of 10 holders — while 23 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.56M. The largest seller was Barometer Capital Management, cutting an estimated $4.13M.

  • 55 institutional investors held ALPS Medical Breakthroughs ETF (SBIO) as of Q3 2018, up from 45 in Q2 2018.
  • Funds reported $84.4M of ALPS Medical Breakthroughs ETF stock for Q3 2018, up 30% quarter-over-quarter.
  • 17 funds opened new ALPS Medical Breakthroughs ETF positions in Q3 2018 and 7 closed out, a net change of +10 holders.
  • The largest ALPS Medical Breakthroughs ETF buyer in Q3 2018 was Morgan Stanley, an estimated $4.56M added.
  • The largest ALPS Medical Breakthroughs ETF seller in Q3 2018 was Barometer Capital Management, an estimated $4.13M sold.

Based on aggregated 13F filings for Q3 2018.