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ALPS Medical Breakthroughs ETF
SBIO

Overview Fund Activity

28 hedge funds and large institutions have $19.6M invested in ALPS Medical Breakthroughs ETF in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
10
Closed
2
Calls
$463K
Puts
$475K
Net Calls
-$12K
Net Calls Change
-$193K

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$3.88M
2
Wells Fargo
2
Wells Fargo
California
$1.94M
3
Bank of America
3
Bank of America
North Carolina
$4.29M
4
UBS Group
4
UBS Group
Switzerland
$814K
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$337K

Top Sellers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$408K
2
VF
2
Virtu Financial
New York
$926K
3
LPL Financial
3
LPL Financial
California
$781K
4
Jane Street
4
Jane Street
New York
$254K
5
IA
5
IFP Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GT
26
Glenmede Trust
Pennsylvania
$5K – – –
TCM
27
Tradewinds Capital Management
Washington
$3K – – –
RCA
28
Rowland Carmichael Advisors
Arizona
$3K +$3K +100 New
IA
29
IFP Advisors
Florida
– -$30K -1,330 Closed
Simplex Trading
30
Simplex Trading
Illinois
– -$13K -602 Closed
1
2