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PIMCO Corporate & Income Opportunity Fund

79 hedge funds and large institutions have $82.7M invested in PIMCO Corporate & Income Opportunity Fund in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 24

0.46% more ownership

Funds ownership: 6.46%6.92% (+0.46%)

3% less capital invested

Capital invested by funds: $84.9M → $82.7M (-$2.24M)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

1% less funds holding

Funds holding: 8079 (-1)

Holders
79
Holders Change
-1
Holders Change %
-1.25%
% of All Funds
2.29%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
27
Reduced
24
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VKH
51
Virtu KCG Holdings
New York
$204K +$220K +11,950 New
Stifel Financial
52
Stifel Financial
Missouri
$197K -$11.1K -600 -5%
UAS
53
United Asset Strategies
New York
$188K
WA
54
WFG Advisors
Texas
$184K -$3.12K -169 -2%
Creative Planning
55
Creative Planning
Kansas
$168K +$461 +25 +0.3%
GGPS
56
Gary Goldberg Planning Services
New York
$123K +$682 +37 +0.5%
JIC
57
Joel Isaacson & Co
New York
$112K +$121K +6,581 New
US Bancorp
58
US Bancorp
Minnesota
$101K
TRCT
59
Tower Research Capital (TRC)
New York
$87K +$94.3K +5,117 New
WTB
60
Washington Trust Bank
Washington
$76K
AAC
61
Asset Advisors Corp
Georgia
$68K
BAM
62
Barrett Asset Management
New York
$55K
NFG
63
Next Financial Group
Texas
$55K +$50.2K +2,725 +545%
KTC
64
Kistler-Tiffany Companies
Pennsylvania
$40K +$43K +2,330 New
Fifth Third Bancorp
65
Fifth Third Bancorp
Ohio
$39K -$3.69K -200 -8%
RIA
66
Regal Investment Advisors
Michigan
$34K +$10.1K +550 +38%
AA
67
AlphaMark Advisors
Kentucky
$34K +$18.4K +1,000 +100%
Bank of Montreal
68
Bank of Montreal
Ontario, Canada
$31K
FNBT
69
FineMark National Bank & Trust
Florida
$26K -$44.3K -2,400 -62%
AA
70
Apriem Advisors
California
$26K -$7.38K -400 -21%
1IC
71
1919 Investment Counsel
Maryland
$26K
FANJ
72
Financial Architects (New Jersey)
New Jersey
$25K
TFA
73
Transamerica Financial Advisors
Florida
$18K -$9.22K -500 -33%
BC
74
Bartlett & Co
Ohio
$15K +$332 +18 +2%
GSC
75
Ground Swell Capital
South Carolina
$5K +$5.53K +300 New

PTY Hedge Fund Activity: Q3 2014 in Review

79 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2014, worth a combined $82.7M — down 2.6% from $84.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PTY and 10 opened new positions — a net loss of 1 holder — while 24 trimmed existing stakes and 27 added.

The largest buyer was UBS, adding an estimated $2.73M. The largest seller was SG Americas Securities, exiting entirely with an estimated $864K sold.

  • 79 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2014, down from 80 in Q2 2014.
  • Funds reported $82.7M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2014, down 2.6% quarter-over-quarter.
  • 10 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2014 and 11 closed out, a net change of -1 holder.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2014 was UBS, an estimated $2.73M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2014 was SG Americas Securities, an estimated $864K sold.

Based on aggregated 13F filings for Q3 2014.