Ground Swell Capital’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Ground Swell Capital’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$5K	Buy	+300	New	+$5.53K	0.01%	1468

Other funds holding PTY

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IMS

Index Management Solutions Philadelphia, Pennsylvania $101M AUM 12.09% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

Ground Swell Capital's PTY Position: Q3 2014 in Review

Ground Swell Capital opened a new position in PIMCO Corporate & Income Opportunity Fund (PTY) in Q3 2014: 300 shares worth $5K. The stake represents 0.01% of the portfolio and ranks #1468 among its holdings.

79 funds tracked by Wall St. Rank hold PTY as of Q3 2014.

Ground Swell Capital held 300 shares of PIMCO Corporate & Income Opportunity Fund worth $5K as of Q3 2014.
PIMCO Corporate & Income Opportunity Fund was a new Ground Swell Capital position in Q3 2014.
PIMCO Corporate & Income Opportunity Fund made up 0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1468 holding.
79 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.