Barrett Asset Management’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Barrett Asset Management’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-500	Closed	-$7K	–	326
2015 Q2	$7K	Hold	500	–	–	﹤0.01%	297
2015 Q1	$8K	Sell	500 -2,700	-84%	-$43.9K	﹤0.01%	307
2014 Q4	$51K	Hold	3,200	–	–	﹤0.01%	234
2014 Q3	$55K	Hold	3,200	–	–	﹤0.01%	237
2014 Q2	$60K	Hold	3,200	–	–	﹤0.01%	228
2014 Q1	$58K	Hold	3,200	–	–	0.01%	217
2013 Q4	$55K	Buy	3,200 +500	+19%	+$8.96K	﹤0.01%	213
2013 Q3	$49K	Hold	2,700	–	–	﹤0.01%	224
2013 Q2	$53K	Buy	+2,700	New	+$55.2K	0.01%	218

Other funds holding PTY

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Barrett Asset Management's PTY Position: Q3 2015 in Review

Barrett Asset Management sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q3 2015, closing a stake of 500 shares — an estimated $7K sold.

Barrett Asset Management first reported a position in PTY in Q2 2013 and held it in 9 quarters. The position peaked at $60K in Q2 2014. 82 funds tracked by Wall St. Rank hold PTY as of Q3 2015.

Barrett Asset Management reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q3 2015 after selling out during the quarter.
Barrett Asset Management sold 500 PIMCO Corporate & Income Opportunity Fund shares in Q3 2015, an estimated $7K.
Barrett Asset Management first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and held it in 9 quarters.
Barrett Asset Management's PIMCO Corporate & Income Opportunity Fund position peaked at $60K in Q2 2014.
82 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q3 2015.

Based on Barrett Asset Management's 13F filing for Q3 2015, filed 5 Nov 2015.