Apriem Advisors’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Apriem Advisors’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-750	Closed	-$13K	–	318
2018 Q2	$13K	Buy	+750	New	+$13.3K	﹤0.01%	391
2017 Q2	–	Sell	-750	Closed	-$12K	–	442
2017 Q1	$12K	Hold	750	–	–	﹤0.01%	402
2016 Q4	$11K	Hold	750	–	–	﹤0.01%	435
2016 Q3	$11K	Hold	750	–	–	﹤0.01%	399
2016 Q2	$11K	Hold	750	–	–	﹤0.01%	406
2016 Q1	$10K	Hold	750	–	–	﹤0.01%	383
2015 Q4	$10K	Sell	750 -250	-25%	-$3.44K	﹤0.01%	375
2015 Q3	$13K	Hold	1,000	–	–	﹤0.01%	334
2015 Q2	$14K	Hold	1,000	–	–	﹤0.01%	373
2015 Q1	$16K	Hold	1,000	–	–	0.01%	356
2014 Q4	$16K	Sell	1,000 -550	-35%	-$9.76K	0.01%	328
2014 Q3	$26K	Sell	1,550 -400	-21%	-$7.38K	0.01%	273
2014 Q2	$37K	Sell	1,950 -950	-33%	-$17.6K	0.01%	219
2014 Q1	$52K	Sell	2,900 -1,650	-36%	-$30.2K	0.02%	209
2013 Q4	$79K	Sell	4,550 -1,500	-25%	-$26.9K	0.03%	167
2013 Q3	$109K	Hold	6,050	–	–	0.05%	142
2013 Q2	$118K	Buy	+6,050	New	+$124K	0.06%	133

Other funds holding PTY

CWM

Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Apriem Advisors's PTY Position: Q3 2018 in Review

Apriem Advisors sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q3 2018, closing a stake of 750 shares — an estimated $13K sold.

Apriem Advisors first reported a position in PTY in Q2 2013 and held it in 17 quarters. The position peaked at $118K in Q2 2013. 104 funds tracked by Wall St. Rank hold PTY as of Q3 2018.

Apriem Advisors reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q3 2018 after selling out during the quarter.
Apriem Advisors sold 750 PIMCO Corporate & Income Opportunity Fund shares in Q3 2018, an estimated $13K.
Apriem Advisors first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and held it in 17 quarters.
Apriem Advisors's PIMCO Corporate & Income Opportunity Fund position peaked at $118K in Q2 2013.
104 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q3 2018.

Based on Apriem Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.