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Next Financial Group’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Next Financial Group’s Portfolio PTY Stock Details PTY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		$24K Sell
1,450
-3,750
-72% -$66.7K ﹤0.01% 1818
2021
Q3 		$95K Buy
5,200
+4,403
+552% +$87.8K 0.01% 1136
2021
Q2 		$16K Sell
797
-4,378
-85% -$84.5K ﹤0.01% 1836
2021
Q1 		$95K Sell
5,175
-11,434
-69% -$205K 0.01% 1053
2020
Q4 		$297K Buy
16,609
+14,109
+564% +$240K 0.03% 568
2020
Q3 		$40K Buy
+2,500
New +$39.6K ﹤0.01% 1176
2020
Q2 		– Sell
-900
Closed -$12K – 1584
2020
Q1 		$12K Hold
900
– – ﹤0.01% 1475
2019
Q4 		$17K Buy
+900
New +$16.6K ﹤0.01% 1594
2019
Q1 		– Sell
-227
Closed -$3K – 2012
2018
Q4 		$3K Buy
+227
New +$3.67K ﹤0.01% 1690
2017
Q4 		– Sell
-687
Closed -$12K – 1113
2017
Q3 		$12K Sell
687
-4,145
-86% -$69.2K ﹤0.01% 1148
2017
Q2 		$80K Buy
4,832
+45
+0.9% +$726 0.02% 619
2017
Q1 		$77K Buy
4,787
+2,125
+80% +$32.5K 0.02% 581
2016
Q4 		$38K Buy
2,662
+52
+2% +$749 0.01% 1070
2016
Q3 		$38K Buy
2,610
+2,017
+340% +$29.5K 0.01% 1070
2016
Q2 		$8K Buy
593
+16
+3% +$224 ﹤0.01% 1281
2016
Q1 		$7K Buy
577
+17
+3% +$221 ﹤0.01% 1291
2015
Q4 		$7K Buy
560
+17
+3% +$234 ﹤0.01% 1300
2015
Q3 		$7K Buy
543
+15
+3% +$208 ﹤0.01% 1331
2015
Q2 		$7K Sell
528
-87
-14% -$1.32K ﹤0.01% 1383
2015
Q1 		$9K Buy
615
+30
+5% +$488 ﹤0.01% 1291
2014
Q4 		$9K Sell
585
-2,640
-82% -$46.9K ﹤0.01% 1296
2014
Q3 		$55K Buy
3,225
+2,725
+545% +$50.2K 0.01% 895
2014
Q2 		$9K Buy
+500
New +$9.26K ﹤0.01% 810

Other funds holding PTY

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
BPA
Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Next Financial Group's PTY Position: Q4 2021 in Review

Next Financial Group reduced its PIMCO Corporate & Income Opportunity Fund (PTY) stake by 72% in Q4 2021, selling an estimated $66.7K and leaving 1,450 shares worth $24K. The position accounts for ﹤0.01% of the portfolio, ranked #1818.

Next Financial Group first reported a position in PTY in Q2 2014 and has held it in 23 quarters since. The position peaked at $297K in Q4 2020. 148 funds tracked by Wall St. Rank hold PTY as of Q4 2021.

  • Next Financial Group held 1,450 shares of PIMCO Corporate & Income Opportunity Fund worth $24K as of Q4 2021.
  • Next Financial Group sold 3,750 PIMCO Corporate & Income Opportunity Fund shares in Q4 2021, an estimated $66.7K.
  • PIMCO Corporate & Income Opportunity Fund made up ﹤0.01% of Next Financial Group's portfolio in Q4 2021, its #1818 holding.
  • Next Financial Group first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2014 and has held it in 23 quarters since.
  • Next Financial Group's PIMCO Corporate & Income Opportunity Fund position peaked at $297K in Q4 2020.
  • 148 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.