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Prospect Capital

230 hedge funds and large institutions have $221M invested in Prospect Capital in 2024 Q2 according to their latest regulatory filings, with 30 funds opening new positions, 91 increasing their positions, 57 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 57

7% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 28

0.59% more ownership

Funds ownership: 8.96%9.55% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less funds holding

Funds holding: 232230 (-2)

7% less capital invested

Capital invested by funds: $238M → $221M (-$16.4M)

13% less call options, than puts

Call options by funds: $12.8M | Put options by funds: $14.8M

Holders
230
Holders Change
-2
Holders Change %
-0.86%
% of All Funds
3.32%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
30
Increased
91
Reduced
57
Closed
28
Calls
$12.8M
Puts
$14.8M
Net Calls
-$1.98M
Net Calls Change
-$4.41M
Name Holding Trade Value Shares
Change
Change in
Stake
SFA
201
Semmax Financial Advisors
North Carolina
$7.16K
GCM
202
Gables Capital Management
Florida
$5.53K
IA
203
IFP Advisors
Florida
$4.15K
LFG
204
Larson Financial Group
Missouri
$3.54K
LI
205
LRI Investments
Florida
$3.49K +$115 +21 +3%
CIA
206
Cape Investment Advisory
Georgia
$3.09K -$1.75K -319 -36%
EC
207
EdgeRock Capital
Colorado
$2.8K +$2.77K +505 New
AssetMark Inc
208
AssetMark Inc
California
$2.77K +$2.75K +500 New
Jones Financial Companies
209
Jones Financial Companies
Missouri
$2.56K +$2.54K +462 New
BTI
210
Blue Trust Inc
Georgia
$2.38K +$2.36K +430 +43,000%
CPBTD
211
Central Pacific Bank - Trust Division
Hawaii
$2.37K
EWA
212
EverSource Wealth Advisors
Alabama
$2.35K +$1.49K +272 +170%
RA
213
Rise Advisors
New York
$2.19K +$71 +13 +3%
HNB
214
Hilltop National Bank
Wyoming
$2.1K
QCG
215
Quadrant Capital Group
Ohio
$2.02K
PS
216
Principal Securities
Iowa
$1.69K +$851 +155 +103%
PFSC
217
Peoples Financial Services Corp
Pennsylvania
$1.13K
RIA
218
Realta Investment Advisors
Delaware
$1.06K +$38 +7 +4%
HWA
219
Heritage Wealth Advisors
Virginia
$553
CC
220
Cypress Capital
Tennessee
$553 +$549 +100 New
Barclays
221
Barclays
United Kingdom
$492
HCP
222
Hexagon Capital Partners
Arkansas
$271 -$22 -4 -8%
AF
223
Allworth Financial
California
$270 +$143 +26 +113%
FFA
224
Frazier Financial Advisors
Ohio
$82 +$5 +1 +7%
Citigroup
225
Citigroup
New York
$55 -$48.4K -8,806 -100%

PSEC Hedge Fund Activity: Q2 2024 in Review

230 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2024, worth a combined $221M — down 6.9% from $238M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PSEC positions and 28 closed out — a net gain of 2 holders — while 91 added to existing stakes and 57 trimmed.

The largest buyer was Y.D. More Investments, adding an estimated $20.9M. The largest seller was Global Assets Advisory, exiting entirely with an estimated $8.14M sold.

  • 230 institutional investors held Prospect Capital (PSEC) as of Q2 2024, down from 232 in Q1 2024.
  • Funds reported $221M of Prospect Capital stock for Q2 2024, down 6.9% quarter-over-quarter.
  • 30 funds opened new Prospect Capital positions in Q2 2024 and 28 closed out, a net change of +2 holders.
  • The largest Prospect Capital buyer in Q2 2024 was Y.D. More Investments, an estimated $20.9M added.
  • The largest Prospect Capital seller in Q2 2024 was Global Assets Advisory, an estimated $8.14M sold.

Based on aggregated 13F filings for Q2 2024.