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Principal Securities’s Prospect Capital PSEC Stock Holding History

Principal Securities’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-151
Closed -$415 – 2960
2025
Q3 		$415 Hold
151
– – ﹤0.01% 3569
2025
Q2 		$480 Hold
151
– – ﹤0.01% 3487
2025
Q1 		$651 Hold
151
– – ﹤0.01% 3304
2024
Q4 		$651 Sell
151
-1,997
-93% -$9.57K ﹤0.01% 3297
2024
Q3 		$11.5K Buy
2,148
+1,842
+602% +$9.77K ﹤0.01% 2374
2024
Q2 		$1.69K Buy
306
+155
+103% +$851 ﹤0.01% 2958
2024
Q1 		$834 Hold
151
– – ﹤0.01% 3067
2023
Q4 		$904 Buy
+151
New +$869 ﹤0.01% 2977

Other funds holding PSEC

VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Marshall Wace
Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
GJL
Gendell Jeffrey L $7.34B AUM 183.72% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
PMG
Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Millennium Management
Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Principal Securities's PSEC Position: Q4 2025 in Review

Principal Securities sold out of Prospect Capital (PSEC) in Q4 2025, closing a stake of 151 shares — an estimated $415 sold.

Principal Securities first reported a position in PSEC in Q4 2023 and held it in 8 quarters. The position peaked at $11.5K in Q3 2024. 223 funds tracked by Wall St. Rank hold PSEC as of Q4 2025.

  • Principal Securities reported no remaining Prospect Capital position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 151 Prospect Capital shares in Q4 2025, an estimated $415.
  • Principal Securities first reported a position in Prospect Capital in Q4 2023 and held it in 8 quarters.
  • Principal Securities's Prospect Capital position peaked at $11.5K in Q3 2024.
  • 223 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.