We are live on ! Find out more
PSEC icon

Prospect Capital

202 hedge funds and large institutions have $317M invested in Prospect Capital in 2021 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 67 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

27% more call options, than puts

Call options by funds: $7.01M | Put options by funds: $5.54M

18% more capital invested

Capital invested by funds: $267M → $317M (+$49.3M)

12% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 60

5% more funds holding

Funds holding: 192202 (+10)

0.7% more ownership

Funds ownership: 9.04%9.74% (+0.7%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
202
Holders Change
+10
Holders Change %
+5.21%
% of All Funds
3.52%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
37
Increased
67
Reduced
60
Closed
26
Calls
$7.01M
Puts
$5.54M
Net Calls
+$1.47M
Net Calls Change
+$165K
Name Holding Trade Value Shares
Change
Change in
Stake
CAM
201
Concorde Asset Management
Michigan
-$1.17M -152,910 Closed
IWC
202
Integrated Wealth Concepts
Massachusetts
-$957K -124,707 Closed
FIM
203
Freedom Investment Management
Connecticut
-$454K -59,137 Closed
SG Americas Securities
204
SG Americas Securities
New York
-$285K -37,098 Closed
TVAMP
205
Tennessee Valley Asset Management Partners
Tennessee
-$207K -26,993 Closed
CAM
206
Cresset Asset Management
Illinois
-$191K -24,735 Closed
AC
207
Athanor Capital
New York
-$171K -22,292 Closed
SI
208
Stephens Inc
Arkansas
-$114K -14,860 Closed
TC
209
TownSquare Capital
Utah
-$108K -14,130 Closed
FFA
210
First Foundation Advisors
California
-$99K -12,947 Closed
TA
211
Tiedemann Advisors
New York
-$91K -11,750 Closed
QC
212
Quadrature Capital
United Kingdom
-$86K -11,200 Closed
CAN
213
Claraphi Advisory Network
United States
-$80K -10,451 Closed
AIC
214
Ameritas Investment Company
Nebraska
-$30.9K -4,022 Closed
SFS
215
Sowell Financial Services
Arkansas
-$27K -3,318 Closed
AIC
216
Archer Investment Corporation
Indiana
-$23K -3,000 Closed
PI
217
PEAK6 Investments
Illinois
-$19K -2,467 Closed
FI
218
FormulaFolio Investments
Michigan
-$5K -620 Closed
QCG
219
Quadrant Capital Group
Ohio
-$4K -557 Closed
ACM
220
Allred Capital Management
Texas
-$1.92K -250 Closed
EW
221
Evoke Wealth
California
-$1K -131 Closed
RWM
222
RBA Wealth Management
California
-$920 -120 Closed
Fidelity Investments
223
Fidelity Investments
Massachusetts
+$8 +1 +33%
FFG
224
Ford Financial Group
California
+$67 +8 New

PSEC Hedge Fund Activity: Q2 2021 in Review

202 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2021, worth a combined $317M — up 18% from $267M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 26 closed out — a net gain of 11 holders — while 67 added to existing stakes and 60 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $27M. The largest seller was Susquehanna International Group, cutting an estimated $4.34M.

  • 202 institutional investors held Prospect Capital (PSEC) as of Q2 2021, up from 192 in Q1 2021.
  • Funds reported $317M of Prospect Capital stock for Q2 2021, up 18% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2021 and 26 closed out, a net change of +11 holders.
  • The largest Prospect Capital buyer in Q2 2021 was Arrowstreet Capital, an estimated $27M added.
  • The largest Prospect Capital seller in Q2 2021 was Susquehanna International Group, an estimated $4.34M sold.

Based on aggregated 13F filings for Q2 2021.