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Prospect Capital
PSEC

Overview Fund Activity

207 hedge funds and large institutions have $306M invested in Prospect Capital in 2019 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 54 increasing their positions, 73 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
207
Holders Change
-6
Holders Change %
-2.82%
% of All Funds
4.55%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
24
Increased
54
Reduced
73
Closed
30
Calls
$1.81M
Puts
$18.2M
Net Calls
-$16.4M
Net Calls Change
+$2.05M

Top Buyers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$26.4M
2
SCM
Scopia Capital Management
New York
$7.15M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
$22M
4
Man Group
Man Group
United Kingdom
$2.45M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
$5.74M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$17.4M
2
Skandinaviska Enskilda Banken (SEB)
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.93M
3
MC
Muzinich & Co
New York
$19M
4
Allianz Asset Management
Allianz Asset Management
Germany
$8.82M
5
USAA
United Services Automobile Association
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
VRM
201
Vectors Research Management
New York
$2K +$2K +300 New
FGAM
202
Financial Gravity Asset Management
Texas
$1K -$947 -195 -49%
RFM
203
Royal Fund Management
Florida
$1K – – –
NSB
204
Norway Savings Bank
Maine
$1K – – –
USAA
205
United Services Automobile Association
Texas
– -$2.64M -404,000 Closed
NICM
206
Neo Ivy Capital Management
New York
– -$1.04M -158,530 Closed
UH
207
Unigestion Holding
Switzerland
– -$1M -153,600 Closed
Canada Life
208
Canada Life
Manitoba, Canada
– -$622K -95,303 Closed
Robeco Institutional Asset Management
209
Robeco Institutional Asset Management
Netherlands
– -$523K -80,048 Closed
CSS
210
Cubist Systematic Strategies
Connecticut
– -$448K -68,597 Closed
CAM
211
Concorde Asset Management
Michigan
– -$342K -52,300 Closed
OFS
212
OneAscent Financial Services
Alabama
– -$204K -31,213 Closed
AWM
213
Alterna Wealth Management
Texas
– -$179K -27,370 Closed
QT
214
Quantamental Technologies
New York
– -$155K -23,672 Closed
WCM
215
Weld Capital Management
New York
– -$147K -22,489 Closed
GM
216
GeoWealth Management
Illinois
– -$95K -14,600 Closed
Bank of New York Mellon
217
Bank of New York Mellon
New York
– -$94K -14,340 Closed
WP
218
WealthSource Partners
California
– -$84K -12,900 Closed
AFNAS
219
American Financial Network Advisory Services
California
– -$83K -12,900 Closed
MML Investors Services
220
MML Investors Services
Massachusetts
– -$83K -12,638 Closed
Baird Financial Group
221
Baird Financial Group
Wisconsin
– -$81K -12,383 Closed
Mercer Global Advisors
222
Mercer Global Advisors
Colorado
– -$66K -10,116 Closed
EFS
223
Essex Financial Services
Connecticut
– -$65K -10,000 Closed
SMFS
224
Squar Milner Financial Services
California
– -$36K -5,500 Closed
Point72 Asset Management
225
Point72 Asset Management
Connecticut
– -$36K -5,488 Closed
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