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Prospect Capital
PSEC

Overview Fund Activity

213 hedge funds and large institutions have $300M invested in Prospect Capital in 2019 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 66 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
213
Holders Change
-8
Holders Change %
-3.62%
% of All Funds
4.63%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
28
Increased
63
Reduced
66
Closed
33
Calls
$1.68M
Puts
$20.1M
Net Calls
-$18.4M
Net Calls Change
-$3.64M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$18.9M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$6.15M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$9.33M
4
VEA
4
Virtus ETF Advisers
New York
$4.43M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$10.5M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$22M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$11.8M
3
MC
3
Muzinich & Co
New York
$22.7M
4
PAM
4
PVG Asset Management
Colorado
$766K
5
QOP
5
Quinn Opportunity Partners
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FGAM
201
Financial Gravity Asset Management
Texas
$3K -$22 -3 -0.7%
PA
202
Parallel Advisors
California
$3K – – –
PFGIA
203
Patriot Financial Group Insurance Agency
Massachusetts
$3K – – –
TCOV
204
Trust Company of Vermont
Vermont
$3K – – –
HNB
205
Huntington National Bank
Ohio
$3K – – –
GI
206
Gradient Investments
Minnesota
$3K +$3K +443 New
SQA
207
Simon Quick Advisors
New Jersey
$2.03K -$64.9K -9,944 -97%
NSB
208
Norway Savings Bank
Maine
$1K – – –
RFM
209
Royal Fund Management
Florida
$1K – – –
QOP
210
Quinn Opportunity Partners
Virginia
– -$1.78M -273,560 Closed
Nordea Investment Management
211
Nordea Investment Management
Sweden
– -$1.38M -211,536 Closed
GH
212
GAM Holding
Switzerland
– -$582K -89,283 Closed
RA
213
Rational Advisors
New York
– -$475K -72,840 Closed
AW
214
Alpha Windward
Massachusetts
– -$473K -72,540 Closed
JPLA
215
Joseph P. Lucia & Associates
New York
– -$9.69K -63,822 Closed
ECM
216
ExodusPoint Capital Management
New York
– -$396K -60,800 Closed
Goldman Sachs
217
Goldman Sachs
New York
– -$269K -41,239 Closed
Jane Street
218
Jane Street
New York
– -$267K -40,990 Closed
AM
219
Ares Management
California
– -$261K -40,050 Closed
AIM
220
Advantage Investment Management
Iowa
– -$249K -38,163 Closed
TA
221
TCG Advisors
Texas
– -$241K -36,983 Closed
Verition Fund Management
222
Verition Fund Management
Connecticut
– -$195K -29,939 Closed
Squarepoint
223
Squarepoint
New York
– -$153K -23,537 Closed
GAM
224
Griffin Asset Management
New York
– -$108K -16,500 Closed
HWA
225
HCR Wealth Advisors
California
– -$41K -16,359 Closed
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