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Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $347M invested in Prospect Capital in 2017 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 53 increasing their positions, 86 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
+11
Holders Change %
+5.24%
% of All Funds
5.02%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
47
Increased
53
Reduced
86
Closed
35
Calls
$22.1M
Puts
$52.5M
Net Calls
-$30.3M
Net Calls Change
+$2.04M

Top Buyers

1
Two Sigma Investments
Two Sigma Investments
New York
$11.2M
2
AP
AHL Partners
United Kingdom
$10.3M
3
QOP
Quinn Opportunity Partners
Virginia
$4.51M
4
Allianz Asset Management
Allianz Asset Management
Germany
$6.55M
5
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.04M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$16.4M
2
MC
Muzinich & Co
New York
$51.3M
3
JPMPWA
J.P. Morgan Private Wealth Advisors
California
$2.7M
4
UBS Group
UBS Group
Switzerland
$8.9M
5
Morgan Stanley
Morgan Stanley
New York
$14M
Name Holding Trade Value Shares
Change 		Shares
Change %
EWM
201
Edge Wealth Management
New York
$6K – – –
AIS
202
Accurate Investment Solutions
Pennsylvania
$6K +$13 +2 +0.2%
AF
203
Allworth Financial
California
$5K – – –
DCM
204
Delpha Capital Management
New York
$5K +$5K +773 New
MI
205
Markston International
New York
$3K -$6K -800 -67%
IWM
206
IHT Wealth Management
Illinois
$3K – – –
DOA
207
D'Orazio & Associates
Virginia
$3K – – –
WAS
208
Winch Advisory Services
Wisconsin
$3K – – –
TCOV
209
Trust Company of Vermont
Vermont
$3K – – –
HNB
210
Huntington National Bank
Ohio
$3K +$3K +500 New
TDC
211
Thompson Davis & Co
Virginia
$3K +$3K +500 New
AIP
212
Ameritas Investment Partners
Nebraska
$2K -$388 -1,830 -16%
SEI Investments
213
SEI Investments
Pennsylvania
$2K -$9.52K -1,746 -83%
CB
214
Community Bank
New York
$2K +$2K +268 New
MPWT
215
MassMutual Private Wealth & Trust
Connecticut
$1.19K +$1.19K +177 New
RFM
216
Royal Fund Management
Florida
$1K -$392 -115 -28%
NSB
217
Norway Savings Bank
Maine
$1K – – –
RFC
218
Regions Financial Corp
Alabama
$1K +$1K +100 New
UBS AM
219
UBS AM
Illinois
$229 +$229 +34 New
Citadel Advisors
220
Citadel Advisors
Florida
– -$2.38M -354,342 Closed
Bank of Nova Scotia
221
Bank of Nova Scotia
Ontario, Canada
– -$1.79M -266,000 Closed
CI
222
Cowen Inc
New York
– -$1.67M -248,000 Closed
GCP
223
GSA Capital Partners
United Kingdom
– -$1M -149,438 Closed
DTL
224
Dynamic Technology Lab
Singapore
– -$767K -114,105 Closed
LCM
225
Landscape Capital Management
New Jersey
– -$701K -104,315 Closed
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