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Prospect Capital
PSEC

Overview Fund Activity

206 hedge funds and large institutions have $346M invested in Prospect Capital in 2015 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 86 increasing their positions, 57 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
206
Holders Change
-3
Holders Change %
-1.44%
% of All Funds
5.41%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.11%
New
29
Increased
86
Reduced
57
Closed
31
Calls
$3.34M
Puts
$12.4M
Net Calls
-$9.04M
Net Calls Change
-$2.89M

Top Buyers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$28.1M
2
Two Sigma Investments
Two Sigma Investments
New York
$10.2M
3
LPL Financial
LPL Financial
California
$4.77M
4
Millennium Management
Millennium Management
New York
$2.36M
5
Wellington Management Group
Wellington Management Group
Massachusetts
$11.6M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$16.4M
2
SCM
Scopia Capital Management
New York
$698K
3
Deutsche Bank
Deutsche Bank
Germany
$11.9M
4
PAM
PVG Asset Management
Colorado
$5.11M
5
HSBC Holdings
HSBC Holdings
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
201
Northwestern Mutual Wealth Management
Wisconsin
$4K -$2.96K -425 -43%
WCBA
202
Weaver C. Barksdale & Associates
Tennessee
$3K – – –
WAS
203
Winch Advisory Services
Wisconsin
$3K +$103 +16 +4%
FPB
204
First PREMIER Bank
South Dakota
$3K +$3K +400 New
SIM
205
Sonora Investment Management
Arizona
$2K – – –
BCMIO
206
Beacon Capital Management Inc (Ohio)
Ohio
$2K – – –
Manulife (Manufacturers Life Insurance)
207
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$70 +$4 +534 +6%
HSBC Holdings
208
HSBC Holdings
United Kingdom
– -$3M -420,000 Closed
BL
209
BCWM LLC
Kansas
– -$2.48M -347,187 Closed
PGH
210
Partners Group Holding
Switzerland
– -$982K -137,700 Closed
BB
211
Bell Bank
North Dakota
– -$873K -122,404 Closed
QIM
212
Quantitative Investment Management
Virginia
– -$699K -98,100 Closed
RA
213
Royce & Associates
New York
– -$696K -97,600 Closed
HighTower Advisors
214
HighTower Advisors
Illinois
– -$552K -77,341 Closed
SJIC
215
St. James Investment Company
Texas
– -$461K -64,604 Closed
EMG
216
Ellington Management Group
Connecticut
– -$308K -43,249 Closed
EGM
217
Engineers Gate Manager
New York
– -$283K -39,710 Closed
Victory Capital Management
218
Victory Capital Management
Texas
– -$279K -39,146 Closed
CI
219
CAZ Investments
Texas
– -$264K -37,000 Closed
CA
220
Commerzbank Aktiengesellschaft
Germany
– -$242K -33,925 Closed
NCCM
221
Nine Chapters Capital Management
New Jersey
– -$199K -27,900 Closed
SS
222
Sunbelt Securities
Texas
– -$186K -26,092 Closed
AL
223
Airain Ltd
Guernsey
– -$176K -24,618 Closed
GWM
224
Gupta Wealth Management
California
– -$136K -19,076 Closed
GHA
225
GW Henssler & Associates
Georgia
– -$98K -13,718 Closed
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