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Prospect Capital
PSEC

Overview Fund Activity

227 hedge funds and large institutions have $623M invested in Prospect Capital in 2014 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 106 increasing their positions, 48 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
-27
Holders Change %
-10.63%
% of All Funds
6.53%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
46
Increased
106
Reduced
48
Closed
73
Calls
$3.63M
Puts
$12.5M
Net Calls
-$8.91M
Net Calls Change
-$6.26M

Top Buyers

1
U
1
UBS
Switzerland
$59.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.7M
3
PP
3
Paloma Partners
Connecticut
$14.3M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$11.3M
5
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
State Street
2
State Street
Massachusetts
$5.92M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
BIT
4
BlackRock Institutional Trust
California
$1.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$2.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
BNP Paribas Financial Markets
201
BNP Paribas Financial Markets
France
$72.3K +$68.6K +6,457 +1,834%
ST
202
Smithfield Trust
Pennsylvania
$64K – – –
TWA
203
TCI Wealth Advisors
Arizona
$62K +$4.96K +470 +9%
Dimensional Fund Advisors
204
Dimensional Fund Advisors
Texas
$54K -$36.6K -3,448 -40%
WTB
205
Washington Trust Bank
Washington
$50K – – –
CCS
206
Crosspoint Capital Strategies
California
$49K +$49K +4,485 New
FANJ
207
Financial Architects (New Jersey)
New Jersey
$43K +$43K +4,000 New
PSC
208
Prentiss Smith & Co
Vermont
$38K -$5.28K -500 -12%
TFA
209
Transamerica Financial Advisors
Florida
$28K +$10.8K +1,000 +63%
GT
210
Glenmede Trust
Pennsylvania
$24K -$33.7K -3,200 -58%
GAM
211
Gemmer Asset Management
California
$23K +$21.1K +2,015 +1,089%
SNT
212
Security National Trust
West Virginia
$21K – – –
FMP
213
Financial Management Professionals
Texas
$19K +$3.4K +320 +22%
CFA
214
Carroll Financial Associates
North Carolina
$18K +$18K +1,717 New
RIM
215
Ranger International Management
Illinois
$17K +$17K +1,566 New
PH
216
Pinnacle Holdings
Oklahoma
$16.6K +$16.6K +1,560 New
WA
217
Waverly Advisors
Alabama
$12K -$6.92K -663 -37%
PAS
218
Partnervest Advisory Services
California
$11K -$1.12K -102 -9%
NES
219
New England Securities
New York
$11K +$11K +1,000 New
ACS
220
Archford Capital Strategies
Illinois
$10.6K – – –
NFG
221
Next Financial Group
Texas
$9K +$9K +800 New
FNBT
222
FineMark National Bank & Trust
Florida
$5K -$21.9K -2,170 -81%
WAS
223
Winch Advisory Services
Wisconsin
$3K +$1K +100 +50%
HI
224
Hudock Inc
Pennsylvania
$3K +$3K +300 New
PCTC
225
Perkins Coie Trust Company
Washington
$2K – – –
7 8
9
10 11