Prentiss Smith & Co’s Prospect Capital PSEC Stock Holding History

Prentiss Smith & Co’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-1,800	Closed	-$13K	–	301
2016 Q1	$13K	Sell	1,800 -1,800	-50%	-$12K	0.01%	208
2015 Q4	$25K	Hold	3,600	–	–	0.01%	177
2015 Q3	$26K	Hold	3,600	–	–	0.01%	156
2015 Q2	$27K	Hold	3,600	–	–	0.01%	160
2015 Q1	$30K	Hold	3,600	–	–	0.01%	170
2014 Q4	$30K	Hold	3,600	–	–	0.01%	182
2014 Q3	$36K	Hold	3,600	–	–	0.02%	121
2014 Q2	$38K	Sell	3,600 -500	-12%	-$5.2K	0.02%	120
2014 Q1	$44K	Hold	4,100	–	–	0.02%	121
2013 Q4	$46K	Sell	4,100 -500	-11%	-$5.63K	0.02%	119
2013 Q3	$51K	Hold	4,600	–	–	0.03%	114
2013 Q2	$50K	Buy	+4,600	New	+$49.3K	0.03%	119

Other funds holding PSEC

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Prentiss Smith & Co's PSEC Position: Q2 2016 in Review

Prentiss Smith & Co sold out of Prospect Capital (PSEC) in Q2 2016, closing a stake of 1,800 shares — an estimated $13K sold.

Prentiss Smith & Co first reported a position in PSEC in Q2 2013 and held it in 12 quarters. The position peaked at $51K in Q3 2013. 204 funds tracked by Wall St. Rank hold PSEC as of Q2 2016.

Prentiss Smith & Co reported no remaining Prospect Capital position as of Q2 2016 after selling out during the quarter.
Prentiss Smith & Co sold 1,800 Prospect Capital shares in Q2 2016, an estimated $13K.
Prentiss Smith & Co first reported a position in Prospect Capital in Q2 2013 and held it in 12 quarters.
Prentiss Smith & Co's Prospect Capital position peaked at $51K in Q3 2013.
204 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2016.

Based on Prentiss Smith & Co's 13F filing for Q2 2016, filed 28 Jul 2016.