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Prospect Capital

226 hedge funds and large institutions have $201M invested in Prospect Capital in 2024 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

0.65% less ownership

Funds ownership: 9.55%8.9% (-0.65%)

9% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 32

2% less funds holding

Funds holding: 230226 (-4)

9% less capital invested

Capital invested by funds: $221M → $201M (-$20M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

61% less call options, than puts

Call options by funds: $9.79M | Put options by funds: $25M

Holders
226
Holders Change
-4
Holders Change %
-1.74%
% of All Funds
3.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
29
Increased
85
Reduced
63
Closed
32
Calls
$9.79M
Puts
$25M
Net Calls
-$15.3M
Net Calls Change
-$13.3M
Name Holding Trade Value Shares
Change
Change in
Stake
RIL
176
Rothschild Investment LLC
Illinois
$26.2K
EWA
177
EverSource Wealth Advisors
Alabama
$22.1K +$19.7K +3,704 +857%
FCMT
178
Founders Capital Management (Texas)
Texas
$21.4K +$5.31K +1,000 +33%
AW
179
Avion Wealth
Texas
$21K +$695 +131 +3%
Deutsche Bank
180
Deutsche Bank
Germany
$20.2K
BTI
181
Blue Trust Inc
Georgia
$18.3K +$15.2K +2,872 +666%
AWM
182
Activest Wealth Management
Florida
$17.7K +$5.31K +1,000 +43%
GRP
183
Global Retirement Partners
California
$16.9K +$11 +2 +0.1%
CIBC Private Wealth Group
184
CIBC Private Wealth Group
Georgia
$16.1K
LC
185
Lindbrook Capital
California
$14.6K -$3.81K -718 -21%
GWM
186
Geneos Wealth Management
Colorado
$12.3K
PS
187
Principal Securities
Iowa
$11.5K +$9.77K +1,842 +602%
WBC
188
West Branch Capital
Massachusetts
$10.8K
AF
189
Advisornet Financial
Minnesota
$10.6K +$345 +65 +3%
CCMW
190
Cypress Capital Management (Wyoming)
Wyoming
$10.5K +$345 +65 +3%
CAS
191
Coppell Advisory Solutions
Texas
$9.52K +$313 +59 +3%
TRCT
192
Tower Research Capital (TRC)
New York
$9.36K -$20.9K -3,941 -69%
HNB
193
Huntington National Bank
Ohio
$9.08K +$886 +167 +11%
BCMLT
194
Beacon Capital Management LLC (Tennessee)
Tennessee
$8.98K +$297 +56 +3%
WB
195
Webster Bank
Connecticut
$8.67K
CHA
196
Carmichael Hill & Associates
Maryland
$7.84K
BF
197
BOK Financial
Oklahoma
$6.45K +$6.48K +1,222 New
SFA
198
Semmax Financial Advisors
North Carolina
$6.41K
NS
199
NBC Securities
Alabama
$6K -$5.31K -1,000 -45%
GCM
200
Gables Capital Management
Florida
$5.35K

PSEC Hedge Fund Activity: Q3 2024 in Review

226 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2024, worth a combined $201M — down 9% from $221M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of PSEC and 29 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 85 added.

The largest buyer was VanEck Associates, adding an estimated $8.97M. The largest seller was Y.D. More Investments, exiting entirely with an estimated $29.1M sold.

  • 226 institutional investors held Prospect Capital (PSEC) as of Q3 2024, down from 230 in Q2 2024.
  • Funds reported $201M of Prospect Capital stock for Q3 2024, down 9% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2024 and 32 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q3 2024 was VanEck Associates, an estimated $8.97M added.
  • The largest Prospect Capital seller in Q3 2024 was Y.D. More Investments, an estimated $29.1M sold.

Based on aggregated 13F filings for Q3 2024.